GUGGENHEIM STRATEGIC OPPORTUNITIES FUND·4

Apr 30, 1:39 PM ET

LYDON THOMAS F JR 4

4 · GUGGENHEIM STRATEGIC OPPORTUNITIES FUND · Filed Apr 30, 2026

Research Summary

AI-generated summary of this filing

Updated

Guggenheim (GOF) Director Thomas Lydon Jr Buys 8,710 Shares

What Happened

  • Thomas F. Lydon Jr., a director/trustee of Guggenheim Strategic Opportunities Fund (GOF), reported an open-market purchase of 8,710 shares on 2026-04-30.
  • The shares were acquired at $11.45 each, for a reported total of $99,730. This was a straight purchase (Form 4 code P), which investors often view as a more bullish signal than a sale, though motivations are not disclosed.

Key Details

  • Transaction date: 2026-04-30. Price: $11.45 per share. Shares purchased: 8,710. Total value: $99,730.
  • Filing date / Period of report: 2026-04-30 — appears to be filed timely.
  • Transaction code: P (purchase — open market or private purchase as reported).
  • Shares owned after the transaction: Not specified in the provided excerpt; check the full Form 4 for updated ownership totals.
  • No 10b5-1 plan, tax withholding, gift, or other footnotes were noted in the supplied transaction details.

Context

  • This was a direct purchase of stock (not an option exercise or award). Director purchases can indicate confidence but are not definitive proof of future performance. For a complete view, retail investors should review the full Form 4 filing and consider other insider transactions, company fundamentals, and market conditions.

Insider Transaction Report

Form 4
Period: 2026-04-30
LYDON THOMAS F JR
DirectorOther
Transactions
  • Purchase

    Common Stock

    2026-04-30$11.45/sh+8,710$99,7308,710 total
Signature
/s/ Thomas F Lydon, by Mark E. Mathiasen Pursuant to a Power of Attrorney|2026-04-30

Documents

2 files