General Finance CORP 4

Accession 0001249280-13-000003

CIK 0001342287operating

Filed

Jun 12, 8:00 PM ET

Accepted

Jun 13, 3:57 PM ET

Size

32.0 KB

Accession

0001249280-13-000003

Form 4

Period: 2013-06-13

Chief Financial Officer

Transactions

Award
Stock Option (Right to Buy)
2006-09-10+65,000→ 65,000 total
Exercise: $7.30From: 2007-09-10Exp: 2016-09-10→ Common Stock (65,000 underlying)
Award
Stock Option (Right to Buy)
2012-06-07+30,000→ 335,000 total
Exercise: $3.15From: 2015-09-30Exp: 2022-06-07→ Common Stock (30,000 underlying)
Exercise of In-Money
Warrants
2013-06-13−9,500→ 355,000 total
Exercise: $4.00From: 2010-06-25Exp: 2013-06-25→ Common Stock (4,750 underlying)
Award
Stock Option (Right to Buy)
2010-09-15+30,000→ 275,000 total
Exercise: $1.06From: 2014-06-30Exp: 2020-09-15→ Common Stock (30,000 underlying)
Exercise of In-Money
Common Stock
2013-06-13$4.00/sh+4,750$19,000→ 47,750 total
Award
Stock Option (Right to Buy)
2006-09-10+160,000→ 225,000 total
Exercise: $7.30From: 2007-09-10Exp: 2016-09-10→ Common Stock (160,000 underlying)
Award
Stock Option (Right to Buy)
2010-01-26+20,000→ 245,000 total
Exercise: $1.28From: 2011-06-30Exp: 2020-01-26→ Common Stock (20,000 underlying)
Award
Stock Option (Right to Buy)
2011-06-23+30,000→ 305,000 total
Exercise: $3.00From: 2014-09-30Exp: 2021-06-23→ Common Stock (30,000 underlying)
Award
Stock Option (Right to Buy)
2013-06-07+20,000→ 355,000 total
Exercise: $4.43From: 2014-06-07Exp: 2023-06-07→ Common Stock (20,000 underlying)

Footnotes (7)

[F1]Stock option vests in three equal annual installments beginning September 10, 2007.
[F2]Stock option vests on the following date if (a)General Finance Corporation, without consolidation of Pac-Van and Royal Wolf, incurs no more than $2.288 million of expenses for the fiscal year ended June 30, 2012, and (b) if General Finance Corporation and its subsidiaries remain throughout fiscal year 2010 in compliance with the covenants governing all of their indebtedness: the first anniversary of the date that the Audit Committee approves the consolidated financial statements of General Finance Corporation for the fiscal year ended June 30, 2010.
[F3]See attached document "rider.txt" for explanation of Footnote 3.
[F4]See attached document "rider2.txt" for explanation of Footnote 4.
[F5]See attached document "rider3.txt" for explanation of Footnote 5.
[F6]Stock option vests in three equal annual installments on each of the first three anniversaries of the grant date. Vesting of the award will cease if employee ceases to be employed by the Company or its affiliate on or prior to any of the three anniversary dates (subject to any employment agreement between employee and the Company).
[F7]These warrants were issued as a component of Units that were issued as of June 25, 2010 pursuant to the rights offering of General Finance Corporation.

Documents

5 files

General Finance CORP

CIK 0001342287

Entity typeoperating

IncorporatedDE