4//SEC Filing
NETWORK APPLIANCE INC 4
Accession 0001249323-05-000057
$NTAPCIK 0001002047operating
Filed
Jun 19, 8:00 PM ET
Accepted
Jun 20, 2:18 PM ET
Size
14.6 KB
Accession
0001249323-05-000057
Insider Transaction Report
Form 4
LAU JAMES K
Executive Vice President,
Transactions
- Exercise/Conversion
Common Stock
2005-06-16$9.99/sh+100,000$999,000→ 4,513,573 total(indirect: By Trust) - Sale
Common Stock
2005-06-17$30.20/sh−50,000$1,510,000→ 4,413,573 total(indirect: By Trust) - Sale
Common Stock
2005-06-16$30.00/sh−50,000$1,500,000→ 4,463,573 total(indirect: By Trust) - Exercise/Conversion
Non-Qualified Stock Option (right to buy)
2005-06-16−100,000→ 100,000 totalExercise: $9.99Exp: 2012-10-31→ Common Stock (100,000 underlying)
Holdings
- 69,000(indirect: by GRAT1)
Common Stock
- 3,223
Common Stock
- 16,000(indirect: By Trust)
Common Stock
Footnotes (6)
- [F1]Shares held in trust by James K. Lau and Katherine S. Lau, trustees to the KNSK Trust UDT 9/18/00
- [F2]Shares held in grantor retained annuity trust by Nextgen-K1 Trust U/I DTD Jan 30 2003, James K. Lau, Trustee
- [F3]Shares held in grantor retained annuity trust by Nextgen-J1 Trust U/I DTD Jan 30 2003, James K. Lau, Trustee
- [F4]Shares held in trust by Koon H. Lau, trustee to The Jason A. Lau 1998 Trust. Reporting person disclaims beneficial ownership of such shares.
- [F5]Shares held in trust by Koon H. Lau, trustee to The Jonathan A. Lau 1998 Trust. Reporting person disclaims beneficial ownership of such shares.
- [F6]Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
Documents
Issuer
NETWORK APPLIANCE INC
CIK 0001002047
Entity typeoperating
IncorporatedCA
Related Parties
1- filerCIK 0001002047
Filing Metadata
- Form type
- 4
- Filed
- Jun 19, 8:00 PM ET
- Accepted
- Jun 20, 2:18 PM ET
- Size
- 14.6 KB