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4//SEC Filing

LAU JAMES K 4

Accession 0001249323-06-000002

CIK 0001002047other

Filed

Jan 5, 7:00 PM ET

Accepted

Jan 6, 12:14 PM ET

Size

9.4 KB

Accession

0001249323-06-000002

Insider Transaction Report

Form 4
Period: 2006-01-05
LAU JAMES K
Executive Vice President,
Transactions
  • Sale

    Common Stock

    2006-01-05$28.14/sh35,000$984,9354,168,933 total(indirect: By Trust)
Holdings
  • Common Stock

    3,651
  • Common Stock

    (indirect: By Trust)
    16,000
  • Common Stock

    (indirect: by GRAT1)
    52,600
Footnotes (7)
  • [F1]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2005.
  • [F2]The sale prices for the reported transaction were in a range of $27.87 to $28.31
  • [F3]Shares held in trust by James K. Lau and Katherine S. Lau, trustees to the KNSK Trust UDT 9/18/00
  • [F4]Shares held in grantor retained annuity trust by Nextgen-K1 Trust U/I DTD Jan 30 2003, James K. Lau, Trustee
  • [F5]Shares held in grantor retained annuity trust by Nextgen-J1 Trust U/I DTD Jan 30 2003, James K. Lau, Trustee
  • [F6]Shares held in trust by Koon H. Lau, trustee to The Jason A. Lau 1998 Trust. Reporting person disclaims beneficial ownership of such shares.
  • [F7]Shares held in trust by Koon H. Lau, trustee to The Jonathan A. Lau 1998 Trust. Reporting person disclaims beneficial ownership of such shares.

Issuer

NETWORK APPLIANCE INC

CIK 0001002047

Entity typeother

Related Parties

1
  • filerCIK 0001197638

Filing Metadata

Form type
4
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 12:14 PM ET
Size
9.4 KB