LAU JAMES K 4
4 · NETWORK APPLIANCE INC · Filed Jan 6, 2006
Insider Transaction Report
Form 4
LAU JAMES K
Executive Vice President,
Transactions
- Sale
Common Stock
2006-01-05$28.14/sh−35,000$984,935→ 4,168,933 total(indirect: By Trust)
Holdings
- 3,651
Common Stock
- 16,000(indirect: By Trust)
Common Stock
- 52,600(indirect: by GRAT1)
Common Stock
Footnotes (7)
- [F1]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2005.
- [F2]The sale prices for the reported transaction were in a range of $27.87 to $28.31
- [F3]Shares held in trust by James K. Lau and Katherine S. Lau, trustees to the KNSK Trust UDT 9/18/00
- [F4]Shares held in grantor retained annuity trust by Nextgen-K1 Trust U/I DTD Jan 30 2003, James K. Lau, Trustee
- [F5]Shares held in grantor retained annuity trust by Nextgen-J1 Trust U/I DTD Jan 30 2003, James K. Lau, Trustee
- [F6]Shares held in trust by Koon H. Lau, trustee to The Jason A. Lau 1998 Trust. Reporting person disclaims beneficial ownership of such shares.
- [F7]Shares held in trust by Koon H. Lau, trustee to The Jonathan A. Lau 1998 Trust. Reporting person disclaims beneficial ownership of such shares.