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4//SEC Filing

LAU JAMES K 4

Accession 0001249323-06-000034

CIK 0001002047other
View on SEC.govCompany Profile

Filed

Mar 20, 7:00 PM ET

Accepted

Mar 21, 12:50 PM ET

Size

16.6 KB

Accession

0001249323-06-000034

Insider Transaction Report

Form 4
Period: 2006-03-17
NETWORK APPLIANCE INCNTAP
LAU JAMES K
Executive Vice President,
Transactions
  • Sale

    Common Stock

    2006-03-20$35.20/sh−60,000$2,112,168→ 4,098,933 total(indirect: By Trust)
  • Exercise/Conversion

    Common Stock

    2006-03-17$11.25/sh+17,984$202,320→ 4,158,933 total(indirect: By Trust)
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2006-03-17−42,016→ 136,508 total
    Exercise: $11.25Exp: 2009-05-24→ Common Stock (42,016 underlying)
  • Exercise/Conversion

    Common Stock

    2006-03-17$11.25/sh+42,016$472,680→ 4,140,949 total(indirect: By Trust)
  • Exercise/Conversion

    Non-Qualified Stock Option (right to buy)

    2006-03-17−17,984→ 118,524 total
    Exercise: $11.25Exp: 2009-05-24→ Common Stock (17,984 underlying)
Holdings

  • Common Stock

    3,651

  • Common Stock

    (indirect: by GRAT1)
    52,600

  • Common Stock

    (indirect: By Trust)
    16,000
Footnotes (7)
  • [F1]The sale prices for the reported transaction were in a range of $35.20 to $35.2229 per share.
  • [F2]Shares held in trust by James K. Lau and Katherine S. Lau, trustees to the KNSK Trust UDT 9/18/00
  • [F3]Shares held in grantor retained annuity trust by Nextgen-K1 Trust U/I DTD Jan 30 2003, James K. Lau, Trustee
  • [F4]Shares held in grantor retained annuity trust by Nextgen-J1 Trust U/I DTD Jan 30 2003, James K. Lau, Trustee
  • [F5]Shares held in trust by Koon H. Lau, trustee to The Jason A. Lau 1998 Trust. Reporting person disclaims beneficial ownership of such shares.
  • [F6]Shares held in trust by Koon H. Lau, trustee to The Jonathan A. Lau 1998 Trust. Reporting person disclaims beneficial ownership of such shares.
  • [F7]Option vests with respect to 25% of the option shares on the first anniversary of the grant date and the balance in a series of equal monthly installments over the next 36 months of service thereafter.

Documents

1 file

Issuer

NETWORK APPLIANCE INC

CIK 0001002047

→
Entity typeother

Related Parties

1
  • filerCIK 0001197638

Filing Metadata

Form type
4
Filed
Mar 20, 7:00 PM ET
Accepted
Mar 21, 12:50 PM ET
Size
16.6 KB
View on SEC.gov