4//SEC Filing
LAU JAMES K 4
Accession 0001249323-06-000097
CIK 0001002047other
Filed
Jun 4, 8:00 PM ET
Accepted
Jun 5, 8:05 PM ET
Size
10.2 KB
Accession
0001249323-06-000097
Insider Transaction Report
Form 4
LAU JAMES K
Executive Vice President,
Transactions
- Award
Non-Qualified Stock Option (right to buy)
2006-06-01+100,000→ 100,000 totalExercise: $32.50Exp: 2013-05-31→ Common Stock (100,000 underlying) - Sale
Common Stock
2006-06-02$32.38/sh−35,000$1,133,206→ 3,993,933 total(indirect: By Trust)
Holdings
- 68,600(indirect: By Trust)
Common Stock
- 4,578
Common Stock
Footnotes (6)
- [F1]This sale was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 30, 2005.
- [F2]The sale prices for the reported transaction were in a range of $32.135 and $32.745 per share.
- [F3]Shares held in trust by James K. Lau and Katherine S. Lau, trustees to the KNSK Trust UDT 9/18/00
- [F4]Shares held in trust by Koon H. Lau, trustee to The Jason A. Lau 1998 Trust. Reporting person disclaims beneficial ownership of such shares.
- [F5]Shares held in trust by Koon H. Lau, trustee to The Jonathan A. Lau 1998 Trust. Reporting person disclaims beneficial ownership of such shares.
- [F6]Option vests in a series of equal monthly installments over 48 months of service beginning with the one-month annniversary of the grant date.
Documents
Issuer
NETWORK APPLIANCE INC
CIK 0001002047
Entity typeother
Related Parties
1- filerCIK 0001197638
Filing Metadata
- Form type
- 4
- Filed
- Jun 4, 8:00 PM ET
- Accepted
- Jun 5, 8:05 PM ET
- Size
- 10.2 KB