Home/Filings/4/0001249519-06-000007
4//SEC Filing

ALPINE GROUP INC /DE/ 4

Accession 0001249519-06-000007

CIK 0000004164operating

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 3:10 PM ET

Size

60.7 KB

Accession

0001249519-06-000007

Insider Transaction Report

Form 4
Period: 2006-10-02
Transactions
  • Award

    Non-Employee Director Stock Option (right to buy)

    2006-06-22+1,0431,043 total
    Exercise: $3.22From: 2009-06-22Exp: 2016-06-22Common Stock (1,043 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2004-04-01+7,3667,366 total
    Exercise: $0.95From: 2007-04-01Exp: 2014-04-01Common Stock (7,366 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2002-01-02+4,1164,116 total
    Exercise: $1.70From: 2005-01-02Exp: 2012-01-02Common Stock (4,116 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2005-01-03+3,4303,430 total
    Exercise: $2.04From: 2008-01-03Exp: 2015-01-03Common Stock (3,430 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2003-04-01+11,66211,662 total
    Exercise: $0.60From: 2006-04-01Exp: 2013-04-01Common Stock (11,662 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2003-01-02+10,76510,765 total
    Exercise: $0.65From: 2006-01-02Exp: 2013-01-02Common Stock (10,765 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2002-07-01+6,3616,361 total
    Exercise: $1.10From: 2005-07-01Exp: 2012-07-01Common Stock (6,361 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2005-07-01+4,1904,190 total
    Exercise: $1.67From: 2008-07-01Exp: 2015-07-01Common Stock (4,190 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2005-04-01+3,7023,702 total
    Exercise: $1.89From: 2008-04-01Exp: 2015-04-01Common Stock (3,702 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2003-10-01+10,76510,765 total
    Exercise: $0.65From: 2006-10-01Exp: 2013-10-01Common Stock (10,765 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2004-07-01+2,2572,257 total
    Exercise: $3.10From: 2007-07-01Exp: 2014-07-01Common Stock (2,257 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2002-10-01+12,72212,722 total
    Exercise: $0.55From: 2005-10-01Exp: 2012-10-01Common Stock (12,722 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2002-04-01+4,3734,373 total
    Exercise: $1.60From: 2005-04-01Exp: 2012-04-01Common Stock (4,373 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2004-01-02+7,3667,366 total
    Exercise: $0.95From: 2007-01-02Exp: 2014-01-02Common Stock (7,366 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2006-04-03+4,2804,280 total
    Exercise: $3.27From: 2009-04-03Exp: 2016-04-03Common Stock (4,280 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2006-03-13+1,3991,399 total
    Exercise: $3.20From: 2009-03-13Exp: 2016-03-13Common Stock (1,399 underlying)
  • Purchase

    Series A Cumulative Convertible Preferred Stock

    2003-06-23$380.00/sh+265$100,700265 total
    Exercise: $0.51From: 2003-11-11Exp: 2009-12-21Common Stock (196,897 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2003-07-01+10,76510,765 total
    Exercise: $0.65From: 2006-07-01Exp: 2013-07-01Common Stock (10,765 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2004-10-01+2,5922,592 total
    Exercise: $2.70From: 2007-10-01Exp: 2014-10-01Common Stock (2,592 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2006-02-14+1,2441,244 total
    Exercise: $2.70From: 2009-02-14Exp: 2016-02-14Common Stock (1,244 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2006-07-03+4,5144,514 total
    Exercise: $3.10From: 2009-07-03Exp: 2016-07-03Common Stock (4,514 underlying)
  • Exercise/Conversion

    Common Stock

    2004-09-03$1.75/sh+11,974$20,99069,135 total
  • Award

    Non-Employee Director Stock Option (right to buy)

    2006-10-02+5,4885,488 total
    Exercise: $2.55From: 2009-10-02Exp: 2016-10-02Common Stock (5,488 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2006-01-03+5,2815,281 total
    Exercise: $2.65From: 2009-01-03Exp: 2016-01-03Common Stock (5,281 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2005-10-03+2,9032,903 total
    Exercise: $2.41From: 2008-10-03Exp: 2015-10-03Common Stock (2,903 underlying)
  • Award

    Non-Employee Director Stock Option (right to buy)

    2001-10-01+3,9983,998 total
    Exercise: $1.75From: 2004-10-01Exp: 2011-10-01Common Stock (3,998 underlying)
Footnotes (3)
  • [F1]As previously disclosed in the Company's filings with the Commission, the original conversion price of the Series A Preferred Stock ($0.55) was adjusted to $0.51, as a result of the payment of a special dividend in respect of the Company's Common Stock.
  • [F2]Convertible into common stock at any time after the earlier to occur of (y) the consummation of the first public offering to stockholders of the Company of rights to purchase shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") and (z) March 31, 2004, and prior to (i) the date which is 10 days preceding the date fixed for the redemption of the Series A Preferred Stock if there is no default in payment of the change of control redemption price and (ii) December 21, 2009.
  • [F3]The Company will redeem 1/12th of the outstanding shares of Series A Preferred Stock on December 31, 2009 and on the last day of every calendar quarter thereafter until all outstanding shares of Series A Preferred Stock have been redeemed.

Issuer

ALPINE GROUP INC /DE/

CIK 0000004164

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000004164

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 3:10 PM ET
Size
60.7 KB