Home/Filings/4/0001249525-06-000012
4//SEC Filing

ALPINE GROUP INC /DE/ 4

Accession 0001249525-06-000012

CIK 0000004164operating

Filed

Oct 3, 8:00 PM ET

Accepted

Oct 4, 3:06 PM ET

Size

8.7 KB

Accession

0001249525-06-000012

Insider Transaction Report

Form 4
Period: 2006-10-02
Transactions
  • Award

    Common Stock

    2006-10-02$2.55/sh+2,451$6,250302,061 total
  • Purchase

    Series A Cumulative Convertible Preferred Stock

    2003-06-23$380.00/sh+620$235,600620 total
    Exercise: $0.51From: 2003-11-11Exp: 2009-12-21Common Stock (460,666 underlying)
Footnotes (4)
  • [F1]As previously disclosed in the Company's filings with the Commission, the original conversion price of the Series A Preferred Stock ($0.55) was adjusted to $0.51, as a result of the payment of a special dividend in respect of the Company's Common Stock.
  • [F2]Convertible into common stock at any time after the earlier to occur of (y) the consummation of the first public offering to stockholders of the Company of rights to purchase shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") and (z) March 31, 2004, and prior to (i) the date which is 10 days preceding the date fixed for the redemption of the Series A Preferred Stock if there is no default in payment of the change of control redemption price and (ii) December 21, 2009.
  • [F3]The Company will redeem 1/12th of the outstanding shares of Series A Preferred Stock on December 31, 2009 and on the last day of every calendar quarter thereafter until all outstanding shares of Series A Preferred Stock have been redeemed.
  • [F4]Grant of restricted stock pursuant to the Company's Non-Employee Director Compensation Plan.

Issuer

ALPINE GROUP INC /DE/

CIK 0000004164

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000004164

Filing Metadata

Form type
4
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 3:06 PM ET
Size
8.7 KB