ALPINE GROUP INC /DE/ 4
Accession 0001249531-06-000005
Filed
Oct 3, 8:00 PM ET
Accepted
Oct 4, 2:49 PM ET
Size
74.6 KB
Accession
0001249531-06-000005
Insider Transaction Report
- Award
Non-Employee Director Stock Option (right to buy)
2006-04-03+2,140→ 2,140 totalExercise: $3.27From: 2009-04-03Exp: 2016-04-03→ Common Stock (2,140 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2005-10-03+2,903→ 2,903 totalExercise: $2.41From: 2008-10-03Exp: 2015-10-03→ Common Stock (2,903 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2005-07-01+4,190→ 4,190 totalExercise: $1.67From: 2008-07-01Exp: 2015-07-01→ Common Stock (4,190 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2002-10-31+6,717→ 6,717 totalExercise: $0.50From: 2005-10-31Exp: 2012-10-31→ Common Stock (6,717 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2001-10-01+7,997→ 7,997 totalExercise: $1.75From: 2004-10-01Exp: 2011-10-01→ Common Stock (7,997 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2004-10-01+2,592→ 2,592 totalExercise: $2.70From: 2007-10-01Exp: 2014-10-01→ Common Stock (2,592 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2004-04-01+7,366→ 7,366 totalExercise: $0.95From: 2007-04-01Exp: 2014-04-01→ Common Stock (7,366 underlying) - Purchase
Series A Cumulative Convertible Preferred Stock
2003-06-23$380.00/sh+500$190,000→ 500 totalExercise: $0.51From: 2003-11-11Exp: 2009-12-21→ Common Stock (371,505 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2001-08-22+1,976→ 1,976 totalExercise: $1.70From: 2004-08-22Exp: 2011-08-22→ Common Stock (1,976 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2005-04-01+3,702→ 3,702 totalExercise: $1.89From: 2008-04-01Exp: 2015-04-01→ Common Stock (3,702 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2004-07-01+2,257→ 2,257 totalExercise: $3.10From: 2007-07-01Exp: 2014-07-01→ Common Stock (2,257 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2002-11-13+6,586→ 6,586 totalExercise: $0.51From: 2005-11-13Exp: 2012-11-13→ Common Stock (6,586 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2002-07-01+12,722→ 12,722 totalExercise: $1.10From: 2005-07-01Exp: 2012-07-01→ Common Stock (12,722 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2006-10-02+2,744→ 2,744 totalExercise: $2.55From: 2009-10-02Exp: 2016-10-02→ Common Stock (2,744 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2005-01-03+3,430→ 3,430 totalExercise: $2.04From: 2008-01-03Exp: 2015-01-03→ Common Stock (3,430 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2003-04-01+11,662→ 11,662 totalExercise: $0.60From: 2006-04-01Exp: 2013-04-01→ Common Stock (11,662 underlying) - Award
Non-Employee Director Stock Option (right to buy) (4)
2004-01-02+7,366→ 7,366 totalExercise: $0.95From: 2007-01-02Exp: 2014-01-02→ Common Stock (7,366 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2003-10-01+10,765→ 10,765 totalExercise: $0.65From: 2006-10-01Exp: 2013-10-01→ Common Stock (10,765 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2003-01-02+10,765→ 10,765 totalExercise: $0.65From: 2006-01-02Exp: 2013-01-02→ Common Stock (10,765 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2002-07-22+7,464→ 7,464 totalExercise: $0.45From: 2005-07-22Exp: 2012-07-22→ Common Stock (7,464 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2002-05-14+2,921→ 2,921 totalExercise: $1.15From: 2005-05-14Exp: 2012-05-14→ Common Stock (2,921 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2002-04-01+8,747→ 8,747 totalExercise: $1.60From: 2005-04-01Exp: 2012-04-01→ Common Stock (8,747 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2002-03-28+2,167→ 2,167 totalExercise: $1.55From: 2005-03-28Exp: 2012-03-28→ Common Stock (2,167 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2006-07-03+2,257→ 2,257 totalExercise: $3.10From: 2009-07-03Exp: 2016-07-03→ Common Stock (2,257 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2003-07-01+10,765→ 10,765 totalExercise: $0.65From: 2006-07-01Exp: 2013-07-01→ Common Stock (10,765 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2002-01-02+8,232→ 8,232 totalExercise: $1.70From: 2005-01-02Exp: 2012-01-02→ Common Stock (8,232 underlying) - Sale
Common Stock
2006-04-19$3.38/sh−154,412$521,141→ 332,381 total - Sale
Common Stock
2006-04-19$3.38/sh−39,409$133,005→ 0 total(indirect: Shares owned by Byers Engineering Company.) - Award
Non-Employee Director Stock Option (right to buy)
2006-01-03+2,641→ 2,641 totalExercise: $2.65From: 2009-01-03Exp: 2016-01-03→ Common Stock (2,641 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2002-10-01+25,445→ 25,445 totalExercise: $0.55From: 2005-10-01Exp: 2012-10-01→ Common Stock (25,445 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2001-12-03+3,081→ 3,081 totalExercise: $1.09From: 2004-12-03Exp: 2011-12-03→ Common Stock (3,081 underlying) - Award
Non-Employee Director Stock Option (right to buy)
2001-11-27+2,972→ 2,972 totalExercise: $1.13From: 2004-11-27Exp: 2011-11-27→ Common Stock (2,972 underlying)
Footnotes (5)
- [F1]Shares owned by Byers Engineering Company, of which the reporting person is the president and sole shareholder.
- [F2]As previously disclosed in the Company's filings wtih the Commission, the original conversion price of the Series A Preferred Stock ($0.55) was adjusted to $0.51, as a result of the payment of a special dividend in respect of the Company's Common Stock.
- [F3]Convertible into common stock at any time after the earlier to occur of (y) the consummation of the first public offering to stockholders of the Company of rights to purchase shares of Series A Cumulative Convertible Preferred Stock ("Series A Preferred Stock") and (z) March 31, 2004, and prior to (i) the date which is 10 days preceding the date fixed for the redemption of the Series A Preferred Stock if there is no default in payment of the change of control redemption price and (ii) December 21, 2009.
- [F4]The Company will redeem 1/12th of the outstanding shares of Series A Preferred Stock on December 31, 2009 and on the last day of every calendar quarter thereafter until all outstanding shares of Series A Preferred Stock have been redeemed.
- [F5]Sale of Common Stock pursuant to the Company's Modified Dutch Auction Tender Offer.
Issuer
ALPINE GROUP INC /DE/
CIK 0000004164
Related Parties
1- filerCIK 0000004164
Filing Metadata
- Form type
- 4
- Filed
- Oct 3, 8:00 PM ET
- Accepted
- Oct 4, 2:49 PM ET
- Size
- 74.6 KB