US HOME SYSTEMS INC 4
4 · US HOME SYSTEMS INC · Filed Feb 16, 2012
Insider Transaction Report
Form 4
GROSS STEVEN L
Executive VP Marketing
Transactions
- Exercise/Conversion
Common Stock
2012-02-15$4.58/sh+2,750$12,595→ 170,315 total(indirect: See Footnote (1).) - Exercise/Conversion
Common Stock
2012-02-15$1.85/sh+15,000$27,750→ 170,315 total(indirect: See Footnote (1).) - Exercise/Conversion
Common Stock
2012-02-15$2.72/sh+7,500$20,400→ 170,315 total(indirect: See Footnote (1).) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-02-15−7,500→ 23,500 totalExercise: $2.72From: 2012-01-01Exp: 2019-08-10→ Common Stock (7,500 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-02-15−15,000→ 31,000 totalExercise: $1.85From: 2010-11-11Exp: 2018-11-11→ Common Stock (15,000 underlying) - Tax Payment
Common Stock
2012-02-15$11.80/sh−5,857$69,113→ 164,458 total(indirect: See Footnote (1).) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-02-15−3,334→ 20,166 totalExercise: $2.51From: 2011-03-15Exp: 2020-03-15→ Common Stock (3,334 underlying) - Exercise/Conversion
Common Stock
2012-02-15$2.51/sh+3,334$8,368→ 170,315 total(indirect: See Footnote (1).) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-02-15−2,750→ 17,416 totalExercise: $4.58From: 2011-03-28Exp: 2021-03-28→ Common Stock (2,750 underlying)
Footnotes (2)
- [F1]Mr. Gross utilized 5,857 shares of USHS common stock which he owned to pay for the exercise price for the purchase of an aggregate of 28,584 shares. After all reported transactions Mr. Gross owns a total of 164,458 shares of which he owns directly 1,743 shares and 162,715 shares are held by SSTCJ LLC, a limited liability company of which Mr. Gross and his spouse are members and of which Mr. Gross is the manager.
- [F2]After all reported transactions Mr. Gross holds directly unvested options to purchase 2,500 shares at $2.72 per share which expire 8/10/2019, unvested options to purchase 6,666 shares at $2.51 which expire 3/15/2020 and unvested options to purchase 8,250 shares at $4.58 which expire 3/28/2021.