US HOME SYSTEMS INC 4
4 · US HOME SYSTEMS INC · Filed May 25, 2012
Insider Transaction Report
Form 4
GROSS STEVEN L
Executive VP Marketing
Transactions
- Exercise/Conversion
Common Stock
2012-05-24$2.51/sh+3,333$8,366→ 168,841 total(indirect: See Footnote (1).) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-05-24−3,333→ 14,083 totalExercise: $2.51From: 2012-03-15Exp: 2020-03-15→ Common Stock (3,333 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2012-05-24−1,732→ 12,351 totalExercise: $4.58From: 2012-03-28Exp: 2021-03-28→ Common Stock (1,732 underlying) - Tax Payment
Common Stock
2012-05-24$9.35/sh−1,743$16,297→ 167,098 total(indirect: See Footnote (1).) - Exercise/Conversion
Common Stock
2012-05-24$4.58/sh+1,732$7,933→ 168,841 total(indirect: See Footnote (1).)
Footnotes (2)
- [F1]Mr. Gross utilized 1,743 shares of USHS common stock which he owned and cash to pay for the exercise price for the purchase of an aggregate of 5,065 shares. After all reported transactions, Mr. Gross owns a total of 167,098 shares of which 161,015 shares are held by SSTCJ LLC, a limited liability company of which Mr. Gross and his spouse are members and of which Mr. Gross is the manager, 5065 shares directly owned by Mr. Gross and 1,018 vested options exercisable at $4.58 per share.
- [F2]After all reported transactions Mr. Gross holds directly (1) unvested options to purhcase 3,333 shares at $2.51 per share which vest on 3/15/2013 and expire 3/15/2020; (2) unvested options to purchase 2,500 shares at $2.72 per share which expire 8/10/2019; and (3) unvested options to purchase 5,500 shares and vested options to purchase 1,018 shares at $4.58 per share which expire 3/28/2021.