Home/Filings/4/0001250074-12-000003
4//SEC Filing

US HOME SYSTEMS INC 4

Accession 0001250074-12-000003

CIK 0000844789operating

Filed

May 24, 8:00 PM ET

Accepted

May 25, 2:31 PM ET

Size

13.1 KB

Accession

0001250074-12-000003

Insider Transaction Report

Form 4
Period: 2012-05-24
GROSS STEVEN L
Executive VP Marketing
Transactions
  • Exercise/Conversion

    Common Stock

    2012-05-24$2.51/sh+3,333$8,366168,841 total(indirect: See Footnote (1).)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2012-05-243,33314,083 total
    Exercise: $2.51From: 2012-03-15Exp: 2020-03-15Common Stock (3,333 underlying)
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2012-05-241,73212,351 total
    Exercise: $4.58From: 2012-03-28Exp: 2021-03-28Common Stock (1,732 underlying)
  • Tax Payment

    Common Stock

    2012-05-24$9.35/sh1,743$16,297167,098 total(indirect: See Footnote (1).)
  • Exercise/Conversion

    Common Stock

    2012-05-24$4.58/sh+1,732$7,933168,841 total(indirect: See Footnote (1).)
Footnotes (2)
  • [F1]Mr. Gross utilized 1,743 shares of USHS common stock which he owned and cash to pay for the exercise price for the purchase of an aggregate of 5,065 shares. After all reported transactions, Mr. Gross owns a total of 167,098 shares of which 161,015 shares are held by SSTCJ LLC, a limited liability company of which Mr. Gross and his spouse are members and of which Mr. Gross is the manager, 5065 shares directly owned by Mr. Gross and 1,018 vested options exercisable at $4.58 per share.
  • [F2]After all reported transactions Mr. Gross holds directly (1) unvested options to purhcase 3,333 shares at $2.51 per share which vest on 3/15/2013 and expire 3/15/2020; (2) unvested options to purchase 2,500 shares at $2.72 per share which expire 8/10/2019; and (3) unvested options to purchase 5,500 shares and vested options to purchase 1,018 shares at $4.58 per share which expire 3/28/2021.

Issuer

US HOME SYSTEMS INC

CIK 0000844789

Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0000844789

Filing Metadata

Form type
4
Filed
May 24, 8:00 PM ET
Accepted
May 25, 2:31 PM ET
Size
13.1 KB