PETERSEN JOHN M 4
4 · SPECTRUM CONTROL INC · Filed Apr 8, 2004
Insider Transaction Report
Form 4
PETERSEN JOHN M
Director
Transactions
- Tax Payment
Common Stock
2004-04-06$8.85/sh−3,708$32,816→ 323,227 total - Exercise/Conversion
Common Stock
2004-04-06$4.38/sh+7,500$32,813→ 330,727 total - Exercise/Conversion
Options
[F6][F1]2004-04-06−7,500→ 0 totalExercise: $4.38Exp: 2004-04-08→ Common Stock (7,500 underlying)
Holdings
- 10,000(indirect: By Spouse)
Common Stock
- 20,000(indirect: By Spouse)
Common Stock
- 5,000(indirect: By IRA)
Common Stock
- 7,500
Options
[F2]Exercise: $11.13Exp: 2005-04-06→ Common Stock (7,500 underlying) - 7,500
Options
[F3]Exercise: $7.00Exp: 2006-04-05→ Common Stock (7,500 underlying) - 12,000
Options
[F4]Exercise: $7.28Exp: 2007-04-11→ Common Stock (12,000 underlying) - 12,000
Options
[F5]Exercise: $5.28Exp: 2008-04-16→ Common Stock (12,000 underlying)
Footnotes (6)
- [F1]All of the options have been exercised.
- [F2]All of the options are currently exercisable.
- [F3]2/3rds of the options are currently exercisable and the remaining 1/3rd are exercisable 4/5/05.
- [F4]1/3rd of the options are exercisable 4/11/04, 1/3rd are exercisable 4/11/05 and the final 1/3rd are exercisable 4/11/06.
- [F5]1/3rd of the options are exercisable 4/16/05, 1/3rd are exercisable 4/16/06 and the remaining 1/3rd are exercisable on 4/16/07.
- [F6]Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan.
Signature
John P. Leemhuis, Jr. Attorney in fact for John M. Petersen|2004-04-08