SPECTRUM CONTROL INC 4
4 · SPECTRUM CONTROL INC · Filed Feb 6, 2007
Insider Transaction Report
Form 4
WARD BRIAN F
Vice President
Transactions
- Sale
Common Stock
2007-02-02$12.60/sh−3,000$37,800→ 3,000 total - Exercise/Conversion
Common Stock
2007-02-02$5.27/sh+6,000$31,620→ 6,000 total - Exercise/Conversion
Options
2007-02-02−6,000→ 0 totalExercise: $5.27Exp: 2007-03-07→ Common Stock (6,000 underlying)
Holdings
- 15,000
Options
Exercise: $7.60Exp: 2010-01-19→ Common Stock (15,000 underlying) - 13,500
Options
Exercise: $8.68Exp: 2009-01-19→ Common Stock (13,500 underlying) - 30,000
Non-qualified Stock Options
Exercise: $6.31Exp: 2010-11-01→ Common Stock (30,000 underlying)
Footnotes (5)
- [F1]All of the options are currently exercisable
- [F2]2/3rds of the options are currently exercisable and the remaining 1/3rd are exercisable 1/19/2008.
- [F3]1/3rd of the options are currently exercisable, 1/3rd are exercisable 1/19/2008, and the remaining 1/3rd are exercisable 1/19/2009.
- [F4]1/3rd of the options are exercisable on 11/1/2007, 1/3rd are exercisable 11/1/2008, and the remaining 1/3rd are exercisable 11/1/2009.
- [F5]All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan