HOWANITZ LAWRENCE G 4
4 · SPECTRUM CONTROL INC · Filed Jan 9, 2009
Insider Transaction Report
Form 4
HOWANITZ LAWRENCE G
Vice-President
Transactions
- Award
Options
2009-01-07+21,000→ 21,000 totalExercise: $5.75Exp: 2014-01-07→ Common Stock (21,000 underlying)
Holdings
- 400(indirect: By Spouse)
Common Stock
- 15,000
Options
Exercise: $7.60Exp: 2010-01-19→ Common Stock (15,000 underlying) - 7,500
Options
Exercise: $9.30Exp: 2012-12-03→ Common Stock (7,500 underlying) - 16,500
Options
Exercise: $8.68Exp: 2009-01-19→ Common Stock (16,500 underlying) - 30,000
Options
Exercise: $6.31Exp: 2010-11-01→ Common Stock (30,000 underlying)
Footnotes (6)
- [F1]2/3rds of the options are currently exercisable and the final 1/3rd are exercisable on 1/19/08.
- [F2]1/3rd of the options are currently exercisable, 1/3rd are exercisable on 1/19/08, and the final 1/3rd are exercisable on 1/19/09.
- [F3]1/3rd of the options are currently exercisable, 1/3rd are exercisable on 11/1/08, and the final 1/3rd are exercisable on 11/1/09.
- [F4]1/3rd of the options are exercisable 12/3/2009, 1/3rd are exercisable on 12/3/2010, and the final 1/3rd are exercisable on 12/3/2011.
- [F5]1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable on 1/7/2012, and the final 1/3rd are exercisable on 1/7/2013.
- [F6]All are granted under the Spectrum Contol, Inc. Employee Stock Option Plan which is a Rule 16b-3 Plan.