WARD BRIAN F 4

4 · SPECTRUM CONTROL INC · Filed Jan 9, 2009

Form 4

Period: 2009-01-07

Vice President

Transactions

Award
Options
2009-01-07+21,000→ 21,000 total
Exercise: $5.75Exp: 2014-01-07→ Common Stock (21,000 underlying)

Holdings

Options
Exercise: $8.68Exp: 2009-01-19→ Common Stock (13,500 underlying)
13,500
Options
Exercise: $7.60Exp: 2010-01-19→ Common Stock (15,000 underlying)
15,000
Options
Exercise: $5.05Exp: 2008-01-31→ Common Stock (12,000 underlying)
12,000
Incentive Stock Options
Exercise: $15.00Exp: 2012-12-03→ Common Stock (15,000 underlying)
15,000
Non-qualified Stock Options
Exercise: $6.31Exp: 2010-11-01→ Common Stock (30,000 underlying)
30,000

Footnotes (7)

[F1]All of the options are currently exercisable
[F2]2/3rds of the options are currently exercisable and the remaining 1/3rd are exercisable 1/19/2008.
[F3]1/3rd of the options are currently exercisable, 1/3rd are exercisable 1/19/2008, and the remaining 1/3rd are exercisable 1/19/2009.
[F4]1/3rd of the options are currently exercisable, 1/3rd are exercisable 11/1/2008, and the remaining 1/3rd are exercisable 11/1/2009.
[F5]1/3rd of the options are exercisable 12/3/2009, 1/3rd are exercisable 12/3/2010, and the remaining 1/3rd are exercisable 12/3/2011.
[F6]1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable 1/7/2012, and the remaining 1/3rd are exercisable 1/7/2013.
[F7]All are granted under the Spectrum Control, Inc. Employee Stock Option Plan which is a Rule 16b-3 plan

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