4//SEC Filing
SOUTHWORTH RICHARD A 4
Accession 0001250617-09-000010
CIK 0000092769other
Filed
Jan 8, 7:00 PM ET
Accepted
Jan 9, 2:56 PM ET
Size
14.6 KB
Accession
0001250617-09-000010
Insider Transaction Report
Form 4
SOUTHWORTH RICHARD A
DirectorPresident
Transactions
- Award
Options
2009-01-07+40,000→ 40,000 totalExercise: $5.75Exp: 2014-01-07→ Common Stock (40,000 underlying)
Holdings
- 20,000
Options
Exercise: $9.30Exp: 2012-12-03→ Common Stock (20,000 underlying) - 1,425
Common Stock
- 142,331
Common Stock
- 25,000
Options
Exercise: $7.60Exp: 2010-01-19→ Common Stock (25,000 underlying) - 50,000
Non-qualified Stock Options
Exercise: $6.31Exp: 2010-11-01→ Common Stock (50,000 underlying) - 40,000
Options
Exercise: $8.68Exp: 2009-01-19→ Common Stock (40,000 underlying) - 15,000
Options
Exercise: $7.60Exp: 2010-01-19→ Common Stock (15,000 underlying)
Footnotes (8)
- [F1]All of the options are currently exercisable.
- [F2]1/3rd of the options are currently exercisable, 1/3rd are exercisable 1/19/08, and the remaining 1/3rd are exercisable 1/19/09.
- [F3]1/3rd of the options are currently exercisable, 1/3rd are exercisable 1/19/08, and the remaining 1/3rd are exercisable 1/19/09.
- [F4]1/3rd of the options are currently exercisable, 1/3rd are exercisable 11/1/08, and the remaining 1/3rd are exercisable 11/1/09.
- [F5]1/3rd of the options are exercisable 12/3/2009, 1/3rd are exercisable 12/3/2010, and the remaining 1/3rd are exercisable 11/1/2011.
- [F6]1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable 1/7/2012, and the remaining 1/3rd are exercisable 1/7/2013.
- [F7]All are granted under the Spectrum Contol, Inc. Employee Stock Option Plan which is a Rule 16b-3 Plan.
- [F8]These shares are held jointly with the reporting persons spouse.
Documents
Issuer
SPECTRUM CONTROL INC
CIK 0000092769
Entity typeother
Related Parties
1- filerCIK 0001257223
Filing Metadata
- Form type
- 4
- Filed
- Jan 8, 7:00 PM ET
- Accepted
- Jan 9, 2:56 PM ET
- Size
- 14.6 KB