FREEMAN JOHN P 4
4 · SPECTRUM CONTROL INC · Filed Jun 30, 2009
Insider Transaction Report
Form 4
FREEMAN JOHN P
DirectorVice President & CFO
Transactions
- Tax Payment
Common Stock
2009-06-26$9.61/sh−14,475$139,105→ 83,840 total - Exercise/Conversion
Options
2009-06-26−10,000→ 0 totalExercise: $7.60Exp: 2010-01-19→ Common Stock (10,000 underlying) - Exercise/Conversion
Common Stock
2009-06-26$7.60/sh+10,000$76,000→ 88,315 total - Exercise/Conversion
Common Stock
2009-06-26$6.31/sh+10,000$63,100→ 98,315 total - Exercise/Conversion
Options
2009-06-26−10,000→ 10,000 totalExercise: $6.31Exp: 2010-11-01→ Common Stock (20,000 underlying)
Holdings
- 12,500
Incentive Stock Options
Exercise: $9.30Exp: 2012-12-03→ Common Stock (12,500 underlying) - 21,000
Options
Exercise: $5.75Exp: 2014-01-07→ Common Stock (21,000 underlying)
Footnotes (5)
- [F1]All of the options have been exercised.
- [F2]2/3rds of the options have been exercised and the remaining 1/3rd are exercisable 11/1/2009.
- [F3]1/3rd of the options are exercisable 12/3/2009, 1/3rd are exercisable 12/3/2010, and the remaining 1/3rd are exercisable 12/3/2011.
- [F4]1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable 1/7/2012, and the remaining 1/3rd are exercisable 1/7/2013.
- [F5]All are Granted under the Spectrum Contol, Inc. Employee Stock Option Plan which is a Rule 16b-3 Plan.