HOWANITZ LAWRENCE G 4
4 · SPECTRUM CONTROL INC · Filed Jul 29, 2009
Insider Transaction Report
Form 4
HOWANITZ LAWRENCE G
Vice-President
Transactions
- Exercise/Conversion
Common Stock
2009-07-28$7.60/sh+15,000$114,000→ 15,000 total - Sale
Common Stock
2009-07-28$10.00/sh−10,000$100,000→ 0 total - Exercise/Conversion
Options
2009-07-28−15,000→ 0 totalExercise: $7.60Exp: 2010-01-19→ Common Stock (15,000 underlying) - Sale
Common Stock
2009-07-28$9.95/sh−5,000$49,750→ 10,000 total
Holdings
- 21,000
Options
Exercise: $5.75Exp: 2014-01-07→ Common Stock (21,000 underlying) - 30,000
Options
Exercise: $6.31Exp: 2010-11-01→ Common Stock (30,000 underlying) - 7,500
Options
Exercise: $9.30Exp: 2012-12-03→ Common Stock (7,500 underlying) - 400(indirect: By Spouse)
Common Stock
Footnotes (5)
- [F1]All of the options are currently exercisable.
- [F2]2/3rds of the options are currently exercisable and the final 1/3rd are exercisable on 11/1/09.
- [F3]1/3rd of the options are exercisable 12/3/2009, 1/3rd are exercisable on 12/3/2010, and the final 1/3rd are exercisable on 12/3/2011.
- [F4]1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable on 1/7/2012, and the final 1/3rd are exercisable on 1/7/2013.
- [F5]All are granted under the Spectrum Contol, Inc. Employee Stock Option Plan which is a Rule 16b-3 Plan.