TOOHEY JAMES F 4
4 · SPECTRUM CONTROL INC · Filed Apr 6, 2010
Insider Transaction Report
Form 4
TOOHEY JAMES F
DirectorSecretary
Transactions
- Exercise/Conversion
Common Stock
2010-04-05$7.44/sh+12,000$89,280→ 38,675 total - Exercise/Conversion
Non-qual. Stock Options
2010-04-05−12,000→ 0 totalExercise: $7.44Exp: 2010-04-07→ Common Stock (12,000 underlying) - Tax Payment
Common Stock
2010-04-05$13.39/sh−6,668$89,285→ 32,007 total
Holdings
- 169,885(indirect: Profit Sharing)
Common Stock
- 12,000
Options
Exercise: $8.38Exp: 2013-04-10→ Common Stock (12,000 underlying) - 24,000
Non-qualified Stock Options
Exercise: $6.31Exp: 2010-11-01→ Common Stock (24,000 underlying) - 12,000
Options
Exercise: $6.43Exp: 2014-04-09→ Common Stock (12,000 underlying)
Footnotes (5)
- [F1]All of the options are currently exercisable.
- [F2]All of the options are currently exercisable.
- [F3]1/3rd of the options are exercisable 4/10/2010, 1/3rd are exercisable 4/10/2011 and the remaining 1/3rd are exercisable on 4/10/2012.
- [F4]1/3rd of the options are exercisable 4/9/2011, 1/3rd are exercisable 4/9/2012 and the remaining 1/3rd are exercisable on 4/9/2013.
- [F5]Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan.