WARD BRIAN F 4
4 · SPECTRUM CONTROL INC · Filed Jun 3, 2010
Insider Transaction Report
Form 4
WARD BRIAN F
Vice President
Transactions
- Award
Options
2010-06-01+6,300→ 6,300 totalExercise: $12.72Exp: 2015-06-01→ Common Stock (6,300 underlying)
Holdings
- 21,000
Options
Exercise: $5.75Exp: 2014-01-07→ Common Stock (21,000 underlying) - 10,000
Non-qualified Stock Options
Exercise: $6.31Exp: 2010-11-01→ Common Stock (10,000 underlying) - 15,000
Incentive Stock Options
Exercise: $15.00Exp: 2012-12-03→ Common Stock (15,000 underlying)
Footnotes (5)
- [F1]The remaining options are exercisable 11/1/2009.
- [F2]1/3rd of the options are exercisable 12/3/2009, 1/3rd are exercisable 12/3/2010, and the remaining 1/3rd are exercisable 12/3/2011.
- [F3]1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable 1/7/2012, and the remaining 1/3rd are exercisable 1/7/2013.
- [F4]1/3rd of the options are exercisable 6/1/2012, 1/3rd are exercisable 6/1/2013, and the remaining 1/3rd are exercisable 6/1/2014.
- [F5]All options are granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan.