SOUTHWORTH RICHARD A 4
4 · SPECTRUM CONTROL INC · Filed Jun 3, 2010
Insider Transaction Report
Form 4
SOUTHWORTH RICHARD A
DirectorPresident
Transactions
- Award
Incentive Stock Options
2010-06-01+23,000→ 23,000 totalExercise: $12.72Exp: 2015-06-01→ Common Stock (23,000 underlying) - Award
Non-Qualified Stock Options
2010-06-01+17,000→ 17,000 totalExercise: $12.72Exp: 2015-06-01→ Common Stock (17,000 underlying)
Holdings
- 20,000
Options
Exercise: $9.30Exp: 2012-12-03→ Common Stock (20,000 underlying) - 40,000
Options
Exercise: $5.75Exp: 2014-01-07→ Common Stock (40,000 underlying) - 1,425
Common Stock
- 50,000
Non-qualified Stock Options
Exercise: $6.31Exp: 2010-11-01→ Common Stock (50,000 underlying) - 153,212
Common Stock
Footnotes (6)
- [F1]All of the options are currently exercisable.
- [F2]1/3rd of the options are currently exercisable, 1/3rd are exercisable 12/3/2010, and the remaining 1/3rd are exercisable 11/1/2011.
- [F3]1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable 1/7/2012, and the remaining 1/3rd are exercisable 1/7/2013.
- [F4]1/3rd of the options are exercisable 6/1/2012, 1/3rd are exercisable 6/1/2013, and the remaining 1/3rd are exercisable 6/1/2014.
- [F5]All are granted under the Spectrum Contol, Inc. Employee Stock Option Plan which is a Rule 16b-3 Plan.
- [F6]These shares are held jointly with the reporting persons spouse.