HOWANITZ LAWRENCE G 4
4 · SPECTRUM CONTROL INC · Filed Jul 27, 2010
Insider Transaction Report
Form 4
HOWANITZ LAWRENCE G
Vice-President
Transactions
- Exercise/Conversion
Common Stock
2010-07-23$6.31/sh+30,000$189,300→ 30,000 total - Sale
Common Stock
2010-07-23$15.39/sh−30,000$461,700→ 0 total - Exercise/Conversion
Options
2010-07-23−30,000→ 0 totalExercise: $6.31Exp: 2010-11-01→ Common Stock (30,000 underlying)
Holdings
- 400(indirect: By Spouse)
Common Stock
- 7,500
Options
Exercise: $9.30Exp: 2012-12-03→ Common Stock (7,500 underlying) - 21,000
Options
Exercise: $5.75Exp: 2014-01-07→ Common Stock (21,000 underlying) - 10,200
Options
Exercise: $12.72Exp: 2015-06-01→ Common Stock (10,200 underlying)
Footnotes (5)
- [F1]All of the options are currently exercisable.
- [F2]1/3rd of the options are exercisable 12/3/2009, 1/3rd are exercisable on 12/3/2010, and the final 1/3rd are exercisable on 12/3/2011.
- [F3]1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable on 1/7/2012, and the final 1/3rd are exercisable on 1/7/2013.
- [F4]1/3rd of the options are exercisable 6/1/2012, 1/3rd are exercisable on 6/1/2013, and the final 1/3rd are exercisable on 6/1/2014.
- [F5]All are granted under the Spectrum Contol, Inc. Employee Stock Option Plan which is a Rule 16b-3 Plan.