TOOHEY JAMES F 4
4 · SPECTRUM CONTROL INC · Filed Oct 4, 2010
Insider Transaction Report
Form 4
TOOHEY JAMES F
DirectorSecretary
Transactions
- Exercise/Conversion
Non-qualified Stock Options
2010-10-01−24,000→ 0 totalExercise: $6.31Exp: 2010-11-01→ Common Stock (24,000 underlying) - Exercise/Conversion
Common Stock
2010-10-01$6.31/sh+24,000$151,440→ 54,107 total - Tax Payment
Common Stock
2010-10-01$14.88/sh−10,177$151,434→ 43,930 total
Holdings
- 12,000
Options
Exercise: $8.38Exp: 2013-04-10→ Common Stock (12,000 underlying) - 6,000
Options
Exercise: $13.91Exp: 2015-04-15→ Common Stock (6,000 underlying) - 169,885(indirect: Profit Sharing)
Common Stock
Footnotes (5)
- [F1]All of the options are currently exercisable.
- [F2]1/3rd of the options are currently exercisable, 1/3rd are exercisable 4/10/2011 and the remaining 1/3rd are exercisable on 4/10/2012.
- [F3]1/3rd of the options are exercisable 4/9/2011, 1/3rd are exercisable 4/9/2012 and the remaining 1/3rd are exercisable on 4/9/2013.
- [F4]1/3rd of the options are exercisable 4/15/2012, 1/3rd are exercisable 4/15/2013 and the remaining 1/3rd are exercisable on 4/15/2014.
- [F5]Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan.