FREEMAN JOHN P 4

4 · SPECTRUM CONTROL INC · Filed Oct 6, 2010

Form 4

Period: 2010-10-06

DirectorVice President & CFO

Transactions

Exercise/Conversion
Common Stock
2010-10-05$6.31/sh+10,000$63,100→ 73,840 total
Exercise/Conversion
Common Stock
2010-10-05$9.30/sh+4,166$38,744→ 78,006 total
Exercise/Conversion
Options
2010-10-05−10,000→ 0 total
Exercise: $6.31Exp: 2010-11-01→ Common Stock (10,000 underlying)
Tax Payment
Common Stock
2010-10-05$15.00/sh−6,790$101,850→ 71,216 total
Exercise/Conversion
Incentive Stock Options
2010-10-05−4,166→ 8,334 total
Exercise: $9.30Exp: 2012-12-03→ Common Stock (12,500 underlying)

Holdings

Options
Exercise: $5.75Exp: 2014-01-07→ Common Stock (21,000 underlying)
21,000
Options
Exercise: $12.72Exp: 2015-06-01→ Common Stock (10,200 underlying)
10,200

Footnotes (5)

[F1]All of the options are exercisable.
[F2]1/3rd of the options are currently exercisable, 1/3rd are exercisable 12/3/2010, and the remaining 1/3rd are exercisable 12/3/2011.
[F3]1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable 1/7/2012, and the remaining 1/3rd are exercisable 1/7/2013.
[F4]1/3rd of the options are exercisable 6/1/2012, 1/3rd are exercisable 6/1/2013, and the remaining 1/3rd are exercisable 6/1/2014.
[F5]Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan.

Documents

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