4//SEC Filing
SOUTHWORTH RICHARD A 4
Accession 0001250617-10-000071
CIK 0000092769other
Filed
Oct 19, 8:00 PM ET
Accepted
Oct 20, 10:29 AM ET
Size
15.1 KB
Accession
0001250617-10-000071
Insider Transaction Report
Form 4
SOUTHWORTH RICHARD A
DirectorPresident
Transactions
- Tax Payment
Common Stock
2010-10-18$15.44/sh−20,434$315,501→ 182,778 total - Exercise/Conversion
Non-qualified Stock Options
2010-10-18−50,000→ 0 totalExercise: $6.31Exp: 2010-11-01→ Common Stock (50,000 underlying) - Exercise/Conversion
Common Stock
2010-10-18$6.31/sh+50,000$315,500→ 203,212 total
Holdings
- 20,000
Options
Exercise: $9.30Exp: 2012-12-03→ Common Stock (20,000 underlying) - 1,425
Common Stock
- 23,000
Incentive Stock Options
Exercise: $12.72Exp: 2015-06-01→ Common Stock (23,000 underlying) - 17,000
Non-Qualified Stock Options
Exercise: $12.72Exp: 2015-06-01→ Common Stock (17,000 underlying) - 40,000
Options
Exercise: $5.75Exp: 2014-01-07→ Common Stock (40,000 underlying)
Footnotes (6)
- [F1]All of the options are currently exercisable.
- [F2]1/3rd of the options are currently exercisable, 1/3rd are exercisable 12/3/2010, and the remaining 1/3rd are exercisable 11/1/2011.
- [F3]1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable 1/7/2012, and the remaining 1/3rd are exercisable 1/7/2013.
- [F4]1/3rd of the options are exercisable 6/1/2012, 1/3rd are exercisable 6/1/2013, and the remaining 1/3rd are exercisable 6/1/2014.
- [F5]All are granted under the Spectrum Contol, Inc. Employee Stock Option Plan which is a Rule 16b-3 Plan.
- [F6]These shares are held jointly with the reporting persons spouse.
Documents
Issuer
SPECTRUM CONTROL INC
CIK 0000092769
Entity typeother
Related Parties
1- filerCIK 0001257223
Filing Metadata
- Form type
- 4
- Filed
- Oct 19, 8:00 PM ET
- Accepted
- Oct 20, 10:29 AM ET
- Size
- 15.1 KB