SOUTHWORTH RICHARD A 4
4 · SPECTRUM CONTROL INC · Filed Oct 29, 2010
Insider Transaction Report
Form 4
SOUTHWORTH RICHARD A
DirectorPresident
Transactions
- Sale
Common Stock
2010-10-27$14.61/sh−3,400$49,685→ 170,323 total - Sale
Common Stock
2010-10-28$14.73/sh−6,624$97,571→ 163,699 total
Holdings
- 1,425
Common Stock
- 20,000
Options
Exercise: $9.30Exp: 2012-12-03→ Common Stock (20,000 underlying) - 40,000
Options
Exercise: $5.75Exp: 2014-01-07→ Common Stock (40,000 underlying) - 23,000
Incentive Stock Options
Exercise: $12.72Exp: 2015-06-01→ Common Stock (23,000 underlying) - 17,000
Non-Qualified Stock Options
Exercise: $12.72Exp: 2015-06-01→ Common Stock (17,000 underlying)
Footnotes (4)
- [F1]1/3rd of the options are currently exercisable, 1/3rd are exercisable 12/3/2010, and the remaining 1/3rd are exercisable 11/1/2011.
- [F2]1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable 1/7/2012, and the remaining 1/3rd are exercisable 1/7/2013.
- [F3]1/3rd of the options are exercisable 6/1/2012, 1/3rd are exercisable 6/1/2013, and the remaining 1/3rd are exercisable 6/1/2014.
- [F4]These shares are held jointly with the reporting persons spouse.