RYAN GERALD A 4
4 · SPECTRUM CONTROL INC · Filed Nov 2, 2010
Insider Transaction Report
Form 4
RYAN GERALD A
Director
Transactions
- Exercise/Conversion
Common Stock
2010-11-01$6.31/sh+24,000$151,440→ 33,832 total - Sale
Common Stock
2010-10-29$15.20/sh−2,000$30,400→ 9,832 total - Exercise/Conversion
Non-qualified Stock Options
2010-11-01−24,000→ 0 totalExercise: $6.31Exp: 2010-11-01→ Common Stock (24,000 underlying) - Tax Payment
Common Stock
2010-11-01$14.76/sh−10,260$151,438→ 23,572 total
Holdings
- 12,000
Options
Exercise: $8.38Exp: 2013-04-10→ Common Stock (12,000 underlying) - 2,500(indirect: By Trust)
Common Stock
- 12,000
Options
Exercise: $6.43Exp: 2014-04-09→ Common Stock (12,000 underlying) - 6,000
Options
Exercise: $13.91Exp: 2015-04-15→ Common Stock (6,000 underlying) - 43,000(indirect: By IRA)
Common Stock
Footnotes (5)
- [F1]All of the options are currently exercisable.
- [F2]1/3rd of the options are currently exercisable, 1/3rd are exercisable 4/10/2011 and the remaining 1/3rd are exercisable on 4/10/2012.
- [F3]1/3rd of the options are exercisable 4/9/2011, 1/3rd are exercisable 4/9/2012 and the remaining 1/3rd are exercisable on 4/9/2013.
- [F4]1/3rd of the options are exercisable 4/15/2012, 1/3rd are exercisable 4/15/2013 and the remaining 1/3rd are exercisable on 4/15/2014.
- [F5]All of the options were granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan.