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4//SEC Filing

RYAN GERALD A 4

Accession 0001250617-10-000085

CIK 0000092769other

View on SEC.gov Company Profile

Filed

Nov 1, 8:00 PM ET

Accepted

Nov 2, 2:07 PM ET

Size

15.9 KB

Accession

0001250617-10-000085

Insider Transaction Report

Form 4

Period: 2010-10-29

SPECTRUM CONTROL INCSPEC

Director

Transactions

Exercise/Conversion
Common Stock
2010-11-01$6.31/sh+24,000$151,440→ 33,832 total
Sale
Common Stock
2010-10-29$15.20/sh−2,000$30,400→ 9,832 total
Exercise/Conversion
Non-qualified Stock Options
2010-11-01−24,000→ 0 total
Exercise: $6.31Exp: 2010-11-01→ Common Stock (24,000 underlying)
Tax Payment
Common Stock
2010-11-01$14.76/sh−10,260$151,438→ 23,572 total

Holdings

Options
Exercise: $8.38Exp: 2013-04-10→ Common Stock (12,000 underlying)
12,000
Common Stock
(indirect: By Trust)
2,500
Options
Exercise: $6.43Exp: 2014-04-09→ Common Stock (12,000 underlying)
12,000
Options
Exercise: $13.91Exp: 2015-04-15→ Common Stock (6,000 underlying)
6,000
Common Stock
(indirect: By IRA)
43,000

Footnotes (5)

[F1]All of the options are currently exercisable.
[F2]1/3rd of the options are currently exercisable, 1/3rd are exercisable 4/10/2011 and the remaining 1/3rd are exercisable on 4/10/2012.
[F3]1/3rd of the options are exercisable 4/9/2011, 1/3rd are exercisable 4/9/2012 and the remaining 1/3rd are exercisable on 4/9/2013.
[F4]1/3rd of the options are exercisable 4/15/2012, 1/3rd are exercisable 4/15/2013 and the remaining 1/3rd are exercisable on 4/15/2014.
[F5]All of the options were granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan.

Documents

1 file

4
edgar.xmlPrimary
PRIMARY DOCUMENT

Issuer

SPECTRUM CONTROL INC

CIK 0000092769

Entity typeother

Related Parties

1

filerCIK 0001209852

Filing Metadata

Form type: 4
Filed: Nov 1, 8:00 PM ET
Accepted: Nov 2, 2:07 PM ET
Size: 15.9 KB

View on SEC.gov