FREEMAN JOHN P 4
4 · SPECTRUM CONTROL INC · Filed Feb 15, 2011
Insider Transaction Report
Form 4
FREEMAN JOHN P
DirectorVice President & CFO
Transactions
- Exercise/Conversion
Incentive Stock Options
2011-02-14−4,167→ 4,167 totalExercise: $9.30Exp: 2012-12-03→ Common Stock (8,334 underlying) - Exercise/Conversion
Common Stock
2011-02-14$5.75/sh+7,000$40,250→ 82,383 total - Exercise/Conversion
Common Stock
2011-02-14$9.30/sh+4,167$38,753→ 75,383 total - Exercise/Conversion
Options
2011-02-14−7,000→ 14,000 totalExercise: $5.75Exp: 2014-01-07→ Common Stock (21,000 underlying)
Holdings
- 10,200
Options
Exercise: $12.72Exp: 2015-06-01→ Common Stock (10,200 underlying)
Footnotes (4)
- [F1]1/3rd of the options are currently exercisable, 1/3rd are exercisable 12/3/2010, and the remaining 1/3rd are exercisable 12/3/2011.
- [F2]1/3rd of the options are exercisable 1/7/2011, 1/3rd are exercisable 1/7/2012, and the remaining 1/3rd are exercisable 1/7/2013.
- [F3]1/3rd of the options are exercisable 6/1/2012, 1/3rd are exercisable 6/1/2013, and the remaining 1/3rd are exercisable 6/1/2014.
- [F4]Granted under the Spectrum Control, Inc. 1996 Non-Employee Directors' Stock Option Plan which is a Rule 16(b)(3) Plan.