MONTGOMERY SCOTT A 4/A
4/A · NATIONAL MERCANTILE BANCORP · Filed Dec 27, 2006
Insider Transaction Report
Form 4/AAmended
MONTGOMERY SCOTT A
DirectorPres. & Chief Exec. Officer
Transactions
- Sale
Common Stock
2006-11-22$15.64/sh−40,875$639,489→ 55,735 total(indirect: see note) - Exercise of In-Money
Stock Option (right to buy)
2006-11-22−82,692→ 51,443 totalExercise: $5.28From: 1998-04-23Exp: 2007-10-03→ Common Stock (82,692 underlying) - Exercise/Conversion
Common Stock
2006-11-22$5.28/sh+82,692$436,283→ 138,427 total(indirect: see note) - Award
Stock Option (right to buy)
2005-10-28+25,000→ 31,250 totalExercise: $15.70From: 2006-04-30Exp: 2016-10-31→ Common Stock (25,000 underlying)
Footnotes (5)
- [F1]These shares were sold in a private transaction to the principal shareholders of the Company.
- [F2]On April 14, 2006, Issuer granted a 5 for 4 split (the "Grant") resulting in an increase in Reporting Person's beneficial holdings of 19,322 shares.
- [F3]For several years, Reporting Person has held all shares of Issuer's stock in his family trust. Reporting Person has inidcated Indirect Ownership on this filing to properly report this form of ownership.
- [F4]Reporting Person's remaining option shares are indicated after applying the Grant.
- [F5]This is to amend and clarify reporting of a stock option grant reported on 11/02/2005 to correct the grant date, the conversion price and to indicate the remaining option shares after applying the Grant.