4//SEC Filing
HERRERA OCTAVIO 4
Accession 0001250853-09-000019
CIK 0001095079other
Filed
Feb 2, 7:00 PM ET
Accepted
Feb 3, 7:26 PM ET
Size
7.6 KB
Accession
0001250853-09-000019
Insider Transaction Report
Form 4
ARTISTDIRECT INCARTDE
HERRERA OCTAVIO
President
Transactions
- Conversion
Subordinated Convertible Note
2009-01-30−2,250,000→ 0 totalExercise: $1.00From: 2005-07-28Exp: 2009-07-28→ Common Stock (2,250,000 underlying) - Other
Common Stock
2009-01-30+2,964,205→ 2,964,205 total
Footnotes (1)
- [F1]On January 30, 2009, Issuer cancelled the outstanding warrants issued to Reporting Person in connection with Issuer's subdebt financing on July 28, 2005. Issuer also converted the Subordinated Note held by Reporting Person into 2,964,205 restricted shares of the Common Stock of Issuer by dividing the sum of the outstanding principal, accrued interest and late charges and amounts due under the Regnegotation Rights Agreement dated July 28, 2005, by the conversion price.
Documents
Issuer
ARTISTDIRECT INC
CIK 0001095079
Entity typeother
Related Parties
1- filerCIK 0001334537
Filing Metadata
- Form type
- 4
- Filed
- Feb 2, 7:00 PM ET
- Accepted
- Feb 3, 7:26 PM ET
- Size
- 7.6 KB