EDDLEMAN ROY T 4
4 · REPLIGEN CORP · Filed Jul 16, 2018
Insider Transaction Report
Form 4
REPLIGEN CORPRPGN
EDDLEMAN ROY T
10% Owner
Transactions
- Purchase
Put option (right to sell)
2018-07-12$1000000.00/sh+1$1,000,000→ 1 total(indirect: By Trust)Exercise: $43.50From: 2020-01-13Exp: 2020-01-13→ Common Stock (250,000 underlying) - Sale
Call option (obligation to sell)
2018-07-12$1000000.00/sh−1$1,000,000→ 1 total(indirect: By Trust)Exercise: $54.93From: 2020-01-13Exp: 2020-01-13→ Common Stock (250,000 underlying)
Footnotes (2)
- [F1]The reporting person entered into a so-called zero-cost collar arrangement pursuant to which he wrote a covered call option and purchased a put option. Only one of the options can be "in the money" on the expiration date, at which time the in-the-money option will be exercised (and settled in cash) and the other option will expire. If neither option is in the money on the expiration date, both will expire.
- [F2]The securities shown are held of record by the Roy T. Eddleman Living Trust UAD 8-7-2000, of which the reporting person is the sole trustee, and as such, has investment and voting control over such securities.