4//SEC Filing
Young Albert WaiChow 4
Accession 0001250853-22-000095
CIK 0001083446other
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 3:54 PM ET
Size
12.7 KB
Accession
0001250853-22-000095
Insider Transaction Report
Form 4
Young Albert WaiChow
Co-Chief Medical Officer
Transactions
- Exercise/Conversion
Warrants to purchase Common Stock
2022-11-29−26,828.01→ 0 totalExercise: $11.00From: 2017-12-08Exp: 2022-12-08→ Common Stock (26,828.01 underlying) - Exercise/Conversion
Common Stock
2022-11-29$10.00/sh+28,406$284,060→ 1,138,415 total - Exercise/Conversion
Common Stock
2022-11-29$11.00/sh+26,828$295,108→ 1,165,243 total - Exercise/Conversion
Warrants to purchase Common Stock
2022-11-29−28,406.13→ 0 totalExercise: $10.00From: 2017-12-08Exp: 2022-12-08→ Common Stock (28,406.13 underlying)
Holdings
- 11,175,702(indirect: By Allied Physicians of California, a Professional Medical Corporation)
Common Stock
Footnotes (2)
- [F1]These securities are beneficially owned by Allied Physicians of California, a Professional Medical Corporation, of which the Reporting Person is a director, officer and shareholder. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the filing of this report is not an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.
- [F2]On December 8, 2017, a reverse merger transaction between the Issuer and Network Medical Management, Inc. ("NMM") was consummated such that NMM became a wholly-owned subsidiary of the Issuer (the "Merger). Immediately prior to the closing of the Merger, the Reporting Person was a shareholder of NMM. Pursuant to the Merger, the shares of NMM common stock previously held by Reporting Person were converted into (i) 854,207 shares of common stock of the Issuer, (ii) a warrant to purchase 26,828.01 shares of common stock of the Issuer at an exercise price of $11.00 per share, (iii) a warrant to purchase 28,406.13 shares of common stock of the Issuer at an exercise price of $10.00 per share, (iv) cash in lieu of fractional shares, and (v) the Reporting Person's pro rata portion, if any, of the holdback shares of common stock of the Issuer (such pro rata portion of the holdback shares would, without offset, initially be equal to 94,911.80 shares of common stock of the Issuer).
Documents
Issuer
Apollo Medical Holdings, Inc.
CIK 0001083446
Entity typeother
Related Parties
1- filerCIK 0001725420
Filing Metadata
- Form type
- 4
- Filed
- Nov 30, 7:00 PM ET
- Accepted
- Dec 1, 3:54 PM ET
- Size
- 12.7 KB