4//SEC Filing
Young Albert WaiChow 4
Accession 0001250853-22-000120
CIK 0001083446other
Filed
Dec 8, 7:00 PM ET
Accepted
Dec 9, 6:43 PM ET
Size
15.9 KB
Accession
0001250853-22-000120
Insider Transaction Report
Form 4
Transactions
- Exercise/Conversion
Common Stock
2022-12-07$10.00/sh+55,337$553,370→ 10,246,997 total - Exercise/Conversion
Warrants to purchase Common Stock
2022-12-07−55,337.13→ 0 totalExercise: $10.00From: 2017-12-08Exp: 2022-12-08→ Common Stock (55,337.13 underlying) - Exercise/Conversion
Common Stock
2022-12-07$11.00/sh+52,262$574,882→ 10,299,259 total - Exercise/Conversion
Warrants to purchase Common Stock
2022-12-07−52,262.84→ 0 totalExercise: $11.00From: 2017-12-08Exp: 2022-12-08→ Common Stock (52,262.84 underlying)
Lam Thomas S.
Director
Transactions
- Exercise/Conversion
Common Stock
2022-12-07$11.00/sh+52,262$574,882→ 10,299,259 total - Exercise/Conversion
Common Stock
2022-12-07$10.00/sh+55,337$553,370→ 10,246,997 total - Exercise/Conversion
Warrants to purchase Common Stock
2022-12-07−55,337.13→ 0 totalExercise: $10.00From: 2017-12-08Exp: 2022-12-08→ Common Stock (55,337.13 underlying) - Exercise/Conversion
Warrants to purchase Common Stock
2022-12-07−52,262.84→ 0 totalExercise: $11.00From: 2017-12-08Exp: 2022-12-08→ Common Stock (52,262.84 underlying)
Sim Kenneth T.
DirectorExecutive Chairman
Transactions
- Exercise/Conversion
Common Stock
2022-12-07$11.00/sh+52,262$574,882→ 10,299,259 total - Exercise/Conversion
Warrants to purchase Common Stock
2022-12-07−55,337.13→ 0 totalExercise: $10.00From: 2017-12-08Exp: 2022-12-08→ Common Stock (55,337.13 underlying) - Exercise/Conversion
Common Stock
2022-12-07$10.00/sh+55,337$553,370→ 10,246,997 total - Exercise/Conversion
Warrants to purchase Common Stock
2022-12-07−52,262.84→ 0 totalExercise: $11.00From: 2017-12-08Exp: 2022-12-08→ Common Stock (52,262.84 underlying)
Young Albert WaiChow
Co-Chief Medical Officer
Transactions
- Exercise/Conversion
Warrants to purchase Common Stock
2022-12-07−55,337.13→ 0 totalExercise: $10.00From: 2017-12-08Exp: 2022-12-08→ Common Stock (55,337.13 underlying) - Exercise/Conversion
Common Stock
2022-12-07$11.00/sh+52,262$574,882→ 10,299,259 total - Exercise/Conversion
Common Stock
2022-12-07$10.00/sh+55,337$553,370→ 10,246,997 total - Exercise/Conversion
Warrants to purchase Common Stock
2022-12-07−52,262.84→ 0 totalExercise: $11.00From: 2017-12-08Exp: 2022-12-08→ Common Stock (52,262.84 underlying)
Footnotes (2)
- [F1]These shares are owned directly by the Reporting Person, and indirectly by Kenneth Sim, Thomas Lam, and Albert Young, each of whom is a director, officer and shareholder of the Reporting Person.
- [F2]On December 8, 2017, a reverse merger transaction between the Issuer and Network Medical Management, Inc. ("NMM") was consummated such that NMM became a wholly-owned subsidiary of the Issuer (the "Merger). Immediately prior to the closing of the Merger, the Reporting Person was a shareholder of NMM. Pursuant to the Merger, the shares of NMM common stock previously held by Reporting Person were converted into certain securities of the Issuer and other consideration, including (i) a warrant to purchase 55,337.13 shares of common stock of the Issuer at an exercise price of $10.00 per share and (ii) a warrant to purchase 52,262.84 shares of common stock of the Issuer at an exercise price of $11.00 per share.
Documents
Issuer
Apollo Medical Holdings, Inc.
CIK 0001083446
Entity typeother
Related Parties
1- filerCIK 0001725420
Filing Metadata
- Form type
- 4
- Filed
- Dec 8, 7:00 PM ET
- Accepted
- Dec 9, 6:43 PM ET
- Size
- 15.9 KB