5//SEC Filing
ZIMMERMAN BERNARD 5
Accession 0001251109-12-000009
CIK 0001162283other
Filed
Feb 8, 7:00 PM ET
Accepted
Feb 9, 11:30 AM ET
Size
12.7 KB
Accession
0001251109-12-000009
Insider Transaction Report
Form 5
CARUCCI WALTER P /NY
10% OwnerOther
Transactions
- Purchase
Common Stock, $0.01 Par Value
2011-09-09$0.14/sh+10,000$1,450→ 219,489 total - Purchase
Common Stock, $0.01 Par Value
2011-10-27$0.13/sh+3,500$455→ 219,489 total - Sale
Common Stock, $0.01 Par Value
2011-06-17$0.14/sh−5,000$675→ 219,489 total
ZIMMERMAN BERNARD
10% OwnerOther
Transactions
- Purchase
Common Stock, $0.01 Par Value
2011-10-27$0.13/sh+3,500$455→ 219,489 total - Sale
Common Stock, $0.01 Par Value
2011-06-17$0.14/sh−5,000$675→ 219,489 total - Purchase
Common Stock, $0.01 Par Value
2011-09-09$0.14/sh+10,000$1,450→ 219,489 total
Footnotes (2)
- [F1]This amount includes 182,763 shares of the Issuer owned by Walter P. Carucci individually, 33,200 shares owned by Uncle Mills Partners, of which Mr. Carucci is a partner, and 3526 shares owned by Carr Securities Corporation, of which Mr. Carucci is the President. Mr. Carucci and Bernard Zimmerman & Company, Inc., the other Reporting Person for this Group filing, collectively own 435,589 shares of the Issuer.
- [F2]By Walter P. Carucci.
Issuer
MORGAN GROUP HOLDING CO
CIK 0001162283
Entity typeother
Related Parties
1- filerCIK 0001240139
Filing Metadata
- Form type
- 5
- Filed
- Feb 8, 7:00 PM ET
- Accepted
- Feb 9, 11:30 AM ET
- Size
- 12.7 KB