5//SEC Filing
ZIMMERMAN BERNARD 5
Accession 0001251109-13-000009
CIK 0001162283other
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 10:58 AM ET
Size
14.8 KB
Accession
0001251109-13-000009
Insider Transaction Report
Form 5
CARUCCI WALTER P /NY
10% OwnerOther
Transactions
- Sale
Common Stock, $0.01 Par Value
2012-10-23$0.20/sh−8,290$1,658→ 425,599 total(indirect: See Footnote 2) - Sale
Common Stock, $0.01 Par Value
2012-10-24$0.25/sh−3,300$825→ 425,599 total(indirect: See Footnote 3) - Purchase
Common Stock, $0.01 Par Value
2012-11-13$0.16/sh+400$64→ 425,599 total(indirect: See Footnote 3) - Purchase
Common Stock, $0.01 Par Value
2012-11-26$0.16/sh+1,200$192→ 425,599 total(indirect: See Footnote 3)
ZIMMERMAN BERNARD
10% OwnerOther
Transactions
- Sale
Common Stock, $0.01 Par Value
2012-10-23$0.20/sh−8,290$1,658→ 425,599 total(indirect: See Footnote 2) - Sale
Common Stock, $0.01 Par Value
2012-10-24$0.25/sh−3,300$825→ 425,599 total(indirect: See Footnote 3) - Purchase
Common Stock, $0.01 Par Value
2012-11-13$0.16/sh+400$64→ 425,599 total(indirect: See Footnote 3) - Purchase
Common Stock, $0.01 Par Value
2012-11-26$0.16/sh+1,200$192→ 425,599 total(indirect: See Footnote 3)
Footnotes (3)
- [F1]This Group filing reflects 177,999 shares of the Issuer owned by Walter P. Carucci, 31,500 shares of the Issuer owned by Uncle Mills Partners, of which Mr. Carucci is a partner, and 216,100 shares of the Issuer owned by Bernard Zimmerman & Company, Inc., the other Reporting Person for this Group filing.
- [F2]By Carr Securities Corporation, of which Walter P. Carucci is the President.
- [F3]By Uncle Mills Partners, of which Mr. Carucci is a partner.
Issuer
MORGAN GROUP HOLDING CO
CIK 0001162283
Entity typeother
Related Parties
1- filerCIK 0001240139
Filing Metadata
- Form type
- 5
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 10:58 AM ET
- Size
- 14.8 KB