4//SEC Filing
ANDERSON RICHARD SIBERT 4
Accession 0001251535-13-000001
CIK 0000018061other
Filed
Mar 28, 8:00 PM ET
Accepted
Mar 29, 1:16 PM ET
Size
20.6 KB
Accession
0001251535-13-000001
Insider Transaction Report
Form 4
CASCADE CORPCASC
ANDERSON RICHARD SIBERT
Chief Operating Officer
Transactions
- Disposition from Tender
Common Stock
2013-03-28$65.00/sh−4,910$319,150→ 0 total(indirect: By 401(k)) - Disposition from Tender
Common Stock
2013-03-28$65.00/sh−34,305$2,229,825→ 10,769 total - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−10,133→ 0 totalExercise: $48.66From: 2012-04-01Exp: 2021-04-01→ Common Stock (2,547 underlying) - Disposition to Issuer
Common Stock
2013-03-28$65.00/sh−10,769$699,985→ 0 total - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−48,000→ 0 totalExercise: $21.15From: 2005-05-26Exp: 2014-05-26→ Common Stock (32,382 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−50,000→ 0 totalExercise: $35.60From: 2006-06-07Exp: 2015-06-07→ Common Stock (22,615 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−25,000→ 0 totalExercise: $37.05From: 2007-06-06Exp: 2016-06-06→ Common Stock (10,750 underlying) - Disposition to Issuer
Stock Appreciation Rights
2013-03-28−13,166→ 0 totalExercise: $50.12From: 2013-03-30Exp: 2022-03-30→ Common Stock (3,014 underlying)
Footnotes (6)
- [F1]10,769 of these shares represent shares of restricted stock which became fully vested by virtue of the merger and were cancelled and converted into the right to receive a lump sum cash payment equal to the merger consideration of $65.00 per share, pursuant to the Agreement and Plan of Merger, dated October 22, 2012, among Cascade Corporation, Toyota Industries Corporation and Industrial Components and Attachments II, Inc.
- [F2]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on May 26, 2005, were cancelled in the merger in exchange for a cash payment of $2,104,800, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F3]The stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 7, 2006, were cancelled in the merger in exchange for a cash payment of $1,470,000, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F4]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 6, 2007, were cancelled in the merger in exchange for a cash payment of $698,750, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F5]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on April 1, 2012, were cancelled in the merger in exchange for a cash payment of $165,573, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
- [F6]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on March 30, 2013, were cancelled in the merger in exchange for a cash payment of $195,910, representing the aggregate amount of which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
Documents
Issuer
CASCADE CORP
CIK 0000018061
Entity typeother
Related Parties
1- filerCIK 0001251535
Filing Metadata
- Form type
- 4
- Filed
- Mar 28, 8:00 PM ET
- Accepted
- Mar 29, 1:16 PM ET
- Size
- 20.6 KB