POINTER JOSEPH G 4

Accession 0001251559-13-000001

CIK 0000018061other

View on SEC.gov Company Profile

Filed

Mar 28, 8:00 PM ET

Accepted

Mar 29, 7:48 PM ET

Size

29.1 KB

Accession

0001251559-13-000001

Insider Transaction Report

Form 4

Period: 2013-03-28

CASCADE CORPCASC

POINTER JOSEPH G

Chief Financial Officer

Transactions

Disposition to Issuer
Stock Appreciation Rights
2013-03-28−35,000→ 0 total
Exercise: $35.60From: 2006-06-07Exp: 2015-06-07→ Common Stock (15,831 underlying)
Disposition from Tender
Common Stock
2013-03-28$65.00/sh−809$52,585→ 4,655 total
Disposition to Issuer
Stock Appreciation Rights
2013-03-28−17,500→ 0 total
Exercise: $37.05From: 2007-06-06Exp: 2016-06-06→ Common Stock (7,525 underlying)
Disposition to Issuer
Stock Appreciation Rights
2013-03-28−2,670→ 0 total
Exercise: $44.24From: 2009-06-06Exp: 2018-06-06→ Common Stock (853 underlying)
Disposition to Issuer
Stock Appreciation Rights
2013-03-28−3,436→ 0 total
Exercise: $32.01From: 2011-06-08Exp: 2020-06-08→ Common Stock (1,744 underlying)
Disposition to Issuer
Stock Appreciation Rights
2013-03-28−6,598→ 0 total
Exercise: $50.12From: 2013-03-30Exp: 2022-03-30→ Common Stock (1,510 underlying)
Disposition to Issuer
Stock Appreciation Rights
2013-03-28−5,000→ 0 total
Exercise: $73.73From: 2008-06-08Exp: 2017-06-08→ Common Stock (0 underlying)
Disposition to Issuer
Stock Appreciation Rights
2013-03-28−4,911→ 0 total
Exercise: $24.50From: 2010-06-05Exp: 2019-06-05→ Common Stock (3,060 underlying)
Disposition to Issuer
Common Stock
2013-03-28$65.00/sh−4,655$302,575→ 0 total
Disposition to Issuer
Stock Appreciation Rights
2013-03-28−33,000→ 0 total
Exercise: $21.15From: 2005-05-26Exp: 2014-05-26→ Common Stock (22,262 underlying)
Disposition to Issuer
Stock Appreciation Rights
2013-03-28−4,807→ 0 total
Exercise: $48.66From: 2012-04-01Exp: 2021-04-01→ Common Stock (1,208 underlying)

Footnotes (10)

[F1]4,655 of these shares represent shares of restricted stock which became fully vested by virtue of the merger and were cancelled and converted into the right to receive a lump sum cash payment equal to the merger consideration of $65.00 per share, pursuant to the Agreement and Plan of Merger, dated October 22, 2012, among Cascade Corporation, Toyota Industries Corporation and Industrial Components and Attachments II, Inc.
[F10]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on March 30, 2013, were cancelled in the merger in exchange for a cash payment of $98,178, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
[F2]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on May 26, 2005, were cancelled in the merger in exchange for a cash payment of $1,447,050, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
[F3]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 7, 2006, were cancelled in the merger in exchange for a cash payment of $1,029,000, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
[F4]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 6, 2007, were cancelled in the merger in exchange for a cash payment of $489,125, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
[F5]These stock appreciation righs, which provided for vesting in four equal annual installments beginning on June 8, 2008, were cancelled in the merger. No cash payment was made in exchange for the stock appreciation rights because the base price of the stock appreciation rights exceeds the merger consideration of $65.00 per share.
[F6]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 6, 2009, were cancelled in the merger in exchange for a cash payment of $55,429, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
[F7]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on June 5, 2010, were cancelled in the merger in exchange for a cash payment of $198,896, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
[F8]These stock appreciation rights, which provided the vesting in four equal annual installments beginning on June 8, 2011, were cancelled in the merger in exchange for a cash payment of $113,354, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.
[F9]These stock appreciation rights, which provided for vesting in four equal annual installments beginning on April 1, 2012, were cancelled in the merger in exchange for a cash payment of $78,546, representing the aggregate amount by which the merger consideration of $65.00 per share exceeds the base price of the stock appreciation rights.

Documents

1 file

4
primary_doc.xmlPrimary
PRIMARY DOCUMENT

Issuer

CASCADE CORP

CIK 0000018061

→

Entity typeother

Related Parties

filerCIK 0001251559

Filing Metadata

Form type: 4
Filed: Mar 28, 8:00 PM ET
Accepted: Mar 29, 7:48 PM ET
Size: 29.1 KB

View on SEC.gov