4//SEC Filing
MCWILLIAMS REX A 4
Accession 0001251732-09-000001
CIK 0001103184other
Filed
Jan 1, 7:00 PM ET
Accepted
Jan 2, 8:52 AM ET
Size
7.6 KB
Accession
0001251732-09-000001
Insider Transaction Report
Form 4
ULTICOM INCULCM.PK
MCWILLIAMS REX A
Director
Transactions
- Exercise/Conversion
Deferred Stock Awards (units)
2009-01-01−5,500→ 5,500 total→ Common Stock (5,500 underlying) - Exercise/Conversion
Common Stock
2009-01-01+5,500→ 11,000 total
Footnotes (2)
- [F1]Each unit of deferred stock was the economic equivalent of one share of Ulticom, Inc. common stock. The reporting person settled all of his units of the Deferred Stock Awards for shares of Ulticom, Inc. common stock.
- [F2]The Deferred Stock Award settled on the Settlement Date which was the earlier of the (a) the date on which a Change in Control occurs (to the extent that such Change in Control also constitutes a change in ownership or effective control within the meaning of Treasury Regulations Section 1.409A-3(i)(5) and (b) January 1, 2009. The Deferred Stock Award was 75% vested as of the date of the grant on January 18, 2008.
Documents
Issuer
ULTICOM INC
CIK 0001103184
Entity typeother
Related Parties
1- filerCIK 0001251732
Filing Metadata
- Form type
- 4
- Filed
- Jan 1, 7:00 PM ET
- Accepted
- Jan 2, 8:52 AM ET
- Size
- 7.6 KB