4//SEC Filing
MCWILLIAMS REX A 4
Accession 0001251732-10-000002
CIK 0001103184other
Filed
Dec 2, 7:00 PM ET
Accepted
Dec 3, 2:46 PM ET
Size
14.7 KB
Accession
0001251732-10-000002
Insider Transaction Report
Form 4
ULTICOM, INCULCM
MCWILLIAMS REX A
Director
Transactions
- Disposition to Issuer
Common Stock
2010-12-03$2.33/sh−4,125$9,611→ 0 total - Disposition to Issuer
Stock Options
2010-12-03−1,250→ 0 totalExercise: $20.22Exp: 2015-03-16→ Common Stock (0 underlying) - Disposition to Issuer
Stock Options
2010-12-03−1,250→ 0 totalExercise: $92.94Exp: 2011-03-07→ Common Stock (0 underlying) - Disposition to Issuer
Deferred Stock Units
2010-12-03$2.33/sh−1,375$3,204→ 0 totalFrom: 2010-12-03Exp: 2011-01-03→ Common Stock (0 underlying) - Disposition to Issuer
Deferred Stock Units
2010-12-03$2.33/sh−3,105.59$7,236→ 0 totalFrom: 2010-12-03Exp: 2012-01-02→ Common Stock (0 underlying)
Footnotes (5)
- [F1]On October 12, 2010, Ulticom, Inc. ("Ulticom"), Utah Intermediate Holding Corporation and Utah Merger Corporation ("Merger Sub") entered into a merger agreement (the "Merger Agreement") which provided for a merger in which Merger Sub will merge with and into Ulticom with Ulticom as the surviving corporation (the "Merger"). At the effective time on December 3, 2010, each issued and outstanding share of Ulticom common stock was cancelled and converted into the right to receive $2.33 in cash.
- [F2]Securities were cancelled in connection with the merger of Ulticom, Inc. on December 3, 2010 for no consideration since the exercise price was greater than the merger consideration of $2.33 per share.
- [F3]Pursuant to the terms of the Merger Agreement, each unit of deferred stock was converted into the right to receive an amount equal to the merger consideration multiplied by the number of shares of Ulticom common stock formerly represented by such deferred stock.
- [F4]These options vested in four equal installments on 4/30/2005, 7/30/2005, 10/30/2005 and 1/31/2006.
- [F5]These options vested 100% on 3/7/2002.
Documents
Issuer
ULTICOM, INC
CIK 0001103184
Entity typeother
Related Parties
1- filerCIK 0001251732
Filing Metadata
- Form type
- 4
- Filed
- Dec 2, 7:00 PM ET
- Accepted
- Dec 3, 2:46 PM ET
- Size
- 14.7 KB