Apollo Endosurgery, Inc.·4

Dec 11, 4:06 PM ET

Schwartzhoff Bret 4

4 · Apollo Endosurgery, Inc. · Filed Dec 11, 2017

Insider Transaction Report

Form 4
Period: 2017-12-07
Schwartzhoff Bret
V.P. U.S. Sales and Marketing
Transactions
  • Award

    Common Stock

    2017-12-07+13,32728,958 total
  • Award

    Incentive Stock Option (right to buy)

    2017-12-07+39,98178,481 total
    Exercise: $4.37Exp: 2027-12-07Common Sock (39,981 underlying)
Footnotes (3)
  • [F1]Award is issued pursuant to the 2017 Equity Incentive Plan.
  • [F2]25% of the total number of shares of common stock subject to the award shall vest on December 7, 2018 and 25% of the total number of shares of common stock subject to the award shall vest annually thereafter, subject to the Reporting Person's continuous service as of each such date.
  • [F3]25% of the total number of shares of common stock subject to the option shall vest on December 7, 2018 and 1/48 of the total number of shares subject to the option shall vest monthly thereafter, subject to Reporting Person's continuous service as of each such date.

Documents

1 file
  • 4
    wf-form4_151302639812845.xmlPrimary

    FORM 4