Home/Filings/4/0001251769-20-000056
4//SEC Filing

BARR JOHN R 4

Accession 0001251769-20-000056

CIK 0001251769other

Filed

May 10, 8:00 PM ET

Accepted

May 11, 5:33 PM ET

Size

7.8 KB

Accession

0001251769-20-000056

Insider Transaction Report

Form 4
Period: 2020-05-07
BARR JOHN R
Director
Transactions
  • Award

    Non-Qualified Stock Option (right to buy)

    2020-05-07$2.08/sh+29,317$60,97945,853 total
    Exercise: $2.08Exp: 2030-05-07Common Stock (29,317 underlying)
  • Award

    Common Stock

    2020-05-07+10,57115,970 total
Footnotes (2)
  • [F1]Represents the grant of Restricted Stock Units ("RSU"). Each RSU provides the Reporting Person with a contingent right to receive one share of the Issuer's common stock pursuant to the Apollo Endosurgery, Inc. 2017 Equity Incentive Plan. The RSUs vest fully on the one year anniversary of the grant date, subject to the Reporting Person providing continuous service to the Issuer through each such date. Accelerated vesting may occur in the event of a Change in Control, as that term is defined in the Apollo Endosurgery, Inc. 2017 Incentive Plan.
  • [F2]The shares underlying the option shall vest fully on the one year anniversary of the grant date, subject to the Reporting Person providing continuous service to the Issuer through such date. Accelerated vesting may occur in the event of a Change in Control, as that term is defined in the Apollo Endosurgery, Inc. 2017 Equity Incentive Plan.

Issuer

Apollo Endosurgery, Inc.

CIK 0001251769

Entity typeother

Related Parties

1
  • filerCIK 0001219547

Filing Metadata

Form type
4
Filed
May 10, 8:00 PM ET
Accepted
May 11, 5:33 PM ET
Size
7.8 KB