BARR JOHN R 4
4 · Apollo Endosurgery, Inc. · Filed May 11, 2020
Insider Transaction Report
Form 4
BARR JOHN R
Director
Transactions
- Award
Non-Qualified Stock Option (right to buy)
2020-05-07$2.08/sh+29,317$60,979→ 45,853 totalExercise: $2.08Exp: 2030-05-07→ Common Stock (29,317 underlying) - Award
Common Stock
2020-05-07+10,571→ 15,970 total
Footnotes (2)
- [F1]Represents the grant of Restricted Stock Units ("RSU"). Each RSU provides the Reporting Person with a contingent right to receive one share of the Issuer's common stock pursuant to the Apollo Endosurgery, Inc. 2017 Equity Incentive Plan. The RSUs vest fully on the one year anniversary of the grant date, subject to the Reporting Person providing continuous service to the Issuer through each such date. Accelerated vesting may occur in the event of a Change in Control, as that term is defined in the Apollo Endosurgery, Inc. 2017 Incentive Plan.
- [F2]The shares underlying the option shall vest fully on the one year anniversary of the grant date, subject to the Reporting Person providing continuous service to the Issuer through such date. Accelerated vesting may occur in the event of a Change in Control, as that term is defined in the Apollo Endosurgery, Inc. 2017 Equity Incentive Plan.