Home/Filings/4/0001251769-21-000004
4//SEC Filing

Newton Todd 4

Accession 0001251769-21-000004

CIK 0001251769other

Filed

Jan 6, 7:00 PM ET

Accepted

Jan 7, 4:36 PM ET

Size

5.5 KB

Accession

0001251769-21-000004

Insider Transaction Report

Form 4
Period: 2021-01-05
Newton Todd
DirectorChief Executive Officer
Transactions
  • Other

    Common Stock

    2021-01-05+3,479412,306 total
Footnotes (1)
  • [F1]Represents shares of the Issuer's common stock paid as interest on $412,000 aggregate principal amount of the Reporting Person's 6.0% Convertible Debentures, or the Notes, previously reported, for the interest payment period from and including July 1, 2020, the issue date of the Notes, to, but excluding, January 1, 2021. Interest on the Notes is payable semi-annually in shares of the Issuer's common stock on January 1 and July 1 of each year at a rate of 6.00% per year and based on the volume-weighted average price of the Issuer's common stock for the 10 consecutive trading days immediately preceding the applicable interest payment date.

Issuer

Apollo Endosurgery, Inc.

CIK 0001251769

Entity typeother

Related Parties

1
  • filerCIK 0001460878

Filing Metadata

Form type
4
Filed
Jan 6, 7:00 PM ET
Accepted
Jan 7, 4:36 PM ET
Size
5.5 KB