4//SEC Filing
OSBORNE SHAWN 4
Accession 0001251774-04-000004
CIK 0001103184other
Filed
Sep 20, 8:00 PM ET
Accepted
Sep 21, 4:24 PM ET
Size
16.7 KB
Accession
0001251774-04-000004
Insider Transaction Report
Form 4
ULTICOM INCULCM
OSBORNE SHAWN
DirectorPresident and CEO
Transactions
- Exercise/Conversion
Stock Option
2004-09-20−25,000→ 357,905 totalExercise: $1.99Exp: 2008-02-03→ Common Stock (25,000 underlying) - Sale
Common Stock
2004-09-20$13.41/sh−7,500$100,575→ 22,500 total - Sale
Common Stock
2004-09-17$13.45/sh−5,000$67,250→ 8,000 total - Exercise/Conversion
Common Stock
2004-09-17$1.99/sh+8,000$15,889→ 13,000 total - Sale
Common Stock
2004-09-20$13.40/sh−17,500$234,500→ 5,000 total - Exercise/Conversion
Stock Option
2004-09-17−8,000→ 382,905 totalExercise: $1.99Exp: 2008-02-03→ Common Stock (8,000 underlying) - Sale
Common Stock
2004-09-17$13.40/sh−3,000$40,200→ 5,000 total - Exercise/Conversion
Common Stock
2004-09-20$1.99/sh+25,000$49,653→ 30,000 total
Footnotes (2)
- [F1]These options vested in equal amounts on 4/05/01, 4/05/02, 4/05/03 and 4/05/04.
- [F2]The zero ("0") in this column is solely for the purpose of permitting the use of a descriptive footnote stating that the price is not applicable.
Documents
Issuer
ULTICOM INC
CIK 0001103184
Entity typeother
Related Parties
1- filerCIK 0001251774
Filing Metadata
- Form type
- 4
- Filed
- Sep 20, 8:00 PM ET
- Accepted
- Sep 21, 4:24 PM ET
- Size
- 16.7 KB