4Filed Aug 2, 8:00 PM ET

U S Global Investors (GROW) 10% Owner Frank E. Holmes Buys 835 Shares

$GROW · U S GLOBAL INVESTORS INC

Research Summary

AI-generated summary of this SEC filing

Updated

U S Global Investors (GROW) 10% Owner Frank E. Holmes Buys 835 Shares

What Happened
Frank E. Holmes, reported as a 10% owner of U S Global Investors (GROW), acquired 835 shares on 2026-07-31 at $2.86 per share, for a total reported value of $2,388. The filing classifies the transaction as code J (other acquisition) and a footnote states this was a restricted stock purchase under the company's employee stock purchase plan—i.e., a purchase of restricted shares rather than a sale.

Key Details

  • Transaction date: 2026-07-31; Filing date: 2026-08-03 (filed within the typical two-business-day window, timely)
  • Shares acquired: 835 at $2.86 per share; total value reported: $2,388
  • Transaction code: J (other acquisition); footnote: restricted stock purchase under employee stock purchase plan
  • Shares owned after transaction: not specified in the provided filing excerpt
  • No indication in this filing of a 10b5-1 plan, cashless exercise, gift, or tax-withholding event

Context
This was a small purchase under an employee stock purchase plan (restricted shares), which is different from an option exercise or an open-market buy. Purchases by insiders can be of interest to investors, but this single, modest purchase should be viewed in context with other insider activity and the company’s overall fundamentals.