4Accepted Oct 1, 1:34 PM ET
U S Global Investors (GROW) 10% Owner Frank Holmes Buys 829 Shares
Accepted (ET)
1:34 PM
Oct 1, 2026
Filed
Oct 1, 2026
Documents
1
Size
6.2 KB
Summary
U S Global Investors (GROW) 10% Owner Frank Holmes Buys 829 Shares
What Happened
Frank E. Holmes, listed as a 10% owner of U S Global Investors (GROW), acquired 829 shares on 2026-09-30 at $2.88 per share, a purchase totaling about $2,388. The transaction is reported on a Form 4 as an "other acquisition or disposition (J)" and the filing notes the shares were a restricted stock purchase under the company's employee stock purchase plan — this was a purchase (a bullish signal in raw terms, though small in dollar size).
Key Details
- Transaction date and price: 2026-09-30, 829 shares at $2.88 each.
- Total transaction value: approximately $2,388.
- Transaction code: J (other acquisition/disposition) with footnote indicating a restricted stock purchase under the employee stock purchase plan.
- Shares owned after transaction: not specified in the filing.
- Filing date: 2026-10-01 — filed the day after the transaction date, within typical Form 4 timing (not marked late).
Context
This was a modest purchase under an employee stock purchase plan rather than a market buy or option exercise. For retail investors: purchases by insiders can be informative, but this transaction is small in value and by a 10% owner (a significant holder), so interpret its weight accordingly. The filing is straightforward and does not indicate sale or cashless exercise activity.