ASHER DANIEL 4
4 · B. Riley Financial, Inc. · Filed May 20, 2022
Insider Transaction Report
Form 4
ASHER DANIEL
10% Owner
Transactions
- Purchase
Common Stock
2022-05-19$49.95/sh+1,200$59,940→ 1,351,993 total(indirect: By LLC)
Holdings
- 730,800(indirect: By LLC)
Common Stock
- 825,000(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLc
- [F2]AFO Blackberry, LLC is the managing member of AFOB FIP RILY, LLC and Daniel Asher is deemed to control AFO Blackberry, LLC.
- [F3]Daniel Asher holds shared investment and voting power over the 825,000 DJ Fund shares with DJ Fund, pursuant to an informal, unwritten agreement.