ASHER DANIEL 4
4 · B. Riley Financial, Inc. · Filed May 24, 2022
Insider Transaction Report
Form 4
ASHER DANIEL
10% Owner
Transactions
- Purchase
Common Stock
2022-05-23$49.60/sh+16,100$798,491→ 1,261,393 total(indirect: By LLC) - Purchase
Common Stock
2022-05-20$50.09/sh+18,800$941,679→ 1,370,793 total(indirect: By LLC) - Sale
Common Stock
2022-05-20$50.00/sh−1,100$55,000→ 1,369,693 total(indirect: thru Sphinx Trading, LP) - Sale
Common Stock
2022-05-20$50.00/sh−122,700$6,135,000→ 1,246,993 total(indirect: By LLC) - Purchase
Common Stock
2022-05-23$49.60/sh+1,100$54,560→ 1,262,493 total(indirect: thru Sphinx Trading, LP) - Sale
Common Stock
2022-05-20$50.00/sh−1,700$85,000→ 1,245,293 total(indirect: By LLC)
Holdings
- 73,800(indirect: By LLC)
Common Stock
- 825,000(indirect: By LLC)
Common Stock
Footnotes (3)
- [F1]The reporting person controls 50% of the membership interest in Equitec Proprietary Markets, LLC
- [F2]AFO Blackberry, LLC is the Managing member of AFOB FIP RILY, LLC and Daniel Asher is deemed to control AFO Blackberry, LLC
- [F3]Daniel Asher Holds shared investment and voting power over the 825,000 DJ Fund shares with DJ Fund, pursuant to an informal, unwritten agreement.