GRIC COMMUNICATIONS INC 4
4 · GRIC COMMUNICATIONS INC · Filed Aug 29, 2003
Insider Transaction Report
Form 4
SHEN ROBERT
Director
Transactions
- Sale
Common Stock
2003-08-27$5.22/sh−9,000$46,980→ 290,541 total(indirect: by Hantech Int'l) - Sale
Common Stock
2003-08-27$5.29/sh−5,000$26,450→ 277,541 total(indirect: by Hantech Int'l) - Sale
Common Stock
2003-08-28$5.33/sh−100$533→ 248,141 total(indirect: by Hantech Int'l) - Sale
Common Stock
2003-08-27$5.20/sh−13,500$70,200→ 299,541 total(indirect: by Hantech Int'l) - Sale
Common Stock
2003-08-28$5.36/sh−6,000$32,160→ 242,141 total(indirect: by Hantech Int'l) - Sale
Common Stock
2003-08-28$5.30/sh−5,000$26,500→ 253,241 total(indirect: by Hantech Int'l) - Sale
Common Stock
2003-08-28$5.45/sh−8,000$43,600→ 231,141 total(indirect: by Hantech Int'l) - Sale
Common Stock
2003-08-28$5.40/sh−3,000$16,200→ 239,141 total(indirect: by Hantech Int'l) - Sale
Common Stock
2003-08-27$5.25/sh−8,000$42,000→ 282,541 total(indirect: by Hantech Int'l) - Conversion
Common Stock
2003-08-22+1,904,800→ 2,601,227 total(indirect: by AP Growth Fund) - Sale
Common Stock
2003-08-28$5.28/sh−4,300$22,704→ 268,241 total(indirect: by Hantech Int'l) - Sale
Common Stock
2003-08-27$5.18/sh−11,000$56,980→ 313,041 total(indirect: by Hantech Int'l) - Conversion
Series A Preferred Shares
2003-08-22−1,904,800→ 4,119,296 total(indirect: by AP Growth Fund)Exercise: $0.00Exp: 2007-04-19→ Common Stock (1,904,800 underlying) - Sale
Common Stock
2003-08-28$5.26/sh−10,000$52,600→ 258,241 total(indirect: by Hantech Int'l)
Footnotes (4)
- [F1]Series A Preferred Stock is convertible at a 1:1 ratio into Common Stock, subject to adjustments.
- [F2]Shares held of record by Asia Pacific Growth Fund III, L.P. Mr. Shen disclaims beneficial ownership of the shares held by this entity, except to the extent he has a pecuniary interest in this entity.
- [F3]Shares held of record by Hantech International Venture Capital Corporation. Mr. Shen disclaims beneficial ownership of the shares held by this entity, except to the extent he has a pecuniary interest in this entity.
- [F4]Immediately exercisable