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4//SEC Filing

JANUS CAPITAL GROUP INC 4

Accession 0001252183-05-000002

CIK 0001065865operating
View on SEC.govCompany Profile

Filed

Feb 7, 7:00 PM ET

Accepted

Feb 8, 6:39 PM ET

Size

16.1 KB

Accession

0001252183-05-000002

Insider Transaction Report

Form 4
Period: 2005-02-04
JANUS CAPITAL GROUP INCJNS
MILLER GIRARD C
EVP, Chief Operating Officer
Transactions
  • Award

    Stock Option (Right to Buy) and LSAR

    2005-02-04+41,285→ 41,285 total
    Exercise: $14.39Exp: 2015-02-03→ Common Stock (41,285 underlying)
  • Award

    Common Stock

    2005-02-04+15,636→ 17,165 total
Holdings

  • Stock Option (Right to Buy) and LSAR

    Exercise: $17.40Exp: 2013-07-06→ Common Stock (61,198 underlying)
    61,198

  • Common Stock

    (indirect: Held by ESOP)
    520.85

  • Stock Option (Right to Buy) and LSAR

    Exercise: $16.24Exp: 2014-02-03→ Common Stock (135,136 underlying)
    135,136
Footnotes (6)
  • [F1]Includes 1,529 shares acquired under the issuer's Employee Stock Purchase Plan on December 31, 2004.
  • [F2]Includes shares contributed by issuer to reporting person in 2004 under the Employee Stock Ownership Plan ("ESOP") and reflects total number of shares held in the ESOP as of February 7, 2005.
  • [F3]Subject to compliance with Section 409A of the Internal Revenue Code, Limited Stock Appreciation Rights ("LSARs") are granted in tandem with stock options. LSARs are automatically exercised (in lieu of related options) upon a change-of-control of the issuer which has not been approved by certain members of the issuer's board of directors and result in the receipt of only cash by the option holder. LSARs terminate when the related options are exercised or terminated.
  • [F4]The option vests annually in four approximately equal installments (within one share) beginning on February 1, 2006.
  • [F5]The option award vests annually in three installments beginning on December 31, 2004; the first vesting event will be 45,046, and the last two vesting events will be 45,045 per vesting event.
  • [F6]The option award vests annually in three installments beginning on July 7, 2004; the first vesting event will be 20,400, and the last two vesting events will be 20,399 per vesting event.

Documents

2 files

Issuer

JANUS CAPITAL GROUP INC

CIK 0001065865

→
Entity typeoperating
IncorporatedDE

Related Parties

1
  • filerCIK 0001065865

Filing Metadata

Form type
4
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 6:39 PM ET
Size
16.1 KB
View on SEC.gov