Home/Filings/4/0001252853-10-000027
4//SEC Filing

KRIEGER MIRIAM G 4

Accession 0001252853-10-000027

CIK 0000003906other

Filed

Apr 4, 8:00 PM ET

Accepted

Apr 5, 5:18 PM ET

Size

8.3 KB

Accession

0001252853-10-000027

Insider Transaction Report

Form 4
Period: 2010-04-01
KRIEGER MIRIAM G
EVP & Chief Compliance Officer
Transactions
  • Disposition to Issuer

    Incentive Stock Option (right to buy)

    2010-04-01570 total
    Exercise: $0.73Exp: 2016-03-03Common Stock (57 underlying)
  • Disposition to Issuer

    Non-Qualified Stock Option (right to buy)

    2010-04-0174,9430 total
    Exercise: $0.73Exp: 2016-03-03Common Stock (74,943 underlying)
Footnotes (1)
  • [F1]This option, which provided for vesting in three equal annual installments commencing June 30, 2009, was cancelled in connection with the merger in exchange for a cash payment equal to the product of (1) the excess of the option closing amount (calculated as the difference between the exercise price of the option and the five-day average closing price of Ares Capital multiplied by 0.325, the Exchange Ratio, or $4.758 per share) over the exercise price per share for such option multiplied by (2) the total number of shares of Company common stock subject to such option, less applicable withholdings.

Issuer

ALLIED CAPITAL CORP

CIK 0000003906

Entity typeother

Related Parties

1
  • filerCIK 0001377276

Filing Metadata

Form type
4
Filed
Apr 4, 8:00 PM ET
Accepted
Apr 5, 5:18 PM ET
Size
8.3 KB